4
Shared Docs
4
Same-Page
4 / 4
Mentions
eritrade, Inc. and TD Ameritrade Clearing, Inc., members fINRNOInC. TD Ameritrade Is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 2018 TO Ameritrade. CONFIDENTIAL SDNY_GM_00elleftfit 03(16 EFTA_00122802 EFTA01268278
Infnrinatinn Sharing Agreement with !ha Fmpinynr for the above-captioned 403(b)(7) account. The Employer/Agent Signature above hereby authorizes TO Ameritrade Clearing. Inc. to accept this exchange. (Medallon Signature Guarantee - For TD Amer:Made Use Onty) Investment Products: Not FDIC Insured ' No Bank Guarantee
ritrade, Inc. and TD Ameritrade Clearing, Inc., members riNnAtairc. TO Ameritrade is a trademark jointly owned by TO Ameritrade IP Company. Inc. and The Toronto-Dominion Bank. O 2G18 TD Ameritrade. CONFIDENTIAL SDNY_GM_000WISOF 03,18 EFTA_00122805 EFTA01268281 (Page 1 0! 1) Page 1 From: "KOFAX PROD PROCESS" Dat
de Use Only) X Representative Signature: Reptesentati.ie Printed Na-ne. Date: For TO Ameritrodo Clearing, Ina. use only Please be advised that TO Ameritrade Clearing. Inc. is an Approved 403(bX7) Vander' and/nr has antnran into an Information Sharing Agreement with tha Frnployer for the above-captioned 403(b)(7)
ritrade, Inc. and TD Amedtrade Clearing, Inc., members FINFtAISIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company. Inc. and The Toronto-Dominion Bank. 0 2016 TD Ameritrade IP Company. Inc. CONFM4ENTIAL EFTA_00122821 EFTA01268294
ed. Signature: Representative Signature: Date: Representative Printed Name: For TD Ameritrade Clearing. Inc. use only Please be advised that TO Ameritrade Clearing. Inc. is an Approved 403(b)(7) Vendor andror has entered into an Information Sharing Agreement with the Employer for the above-captioned 403(b)(7) ac
eritrade. Inc. and TD Ameritrade Clearing, Inc., members FINRA/SIPC. TD Amentrade Is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TD Amerltrade. CONFIDENTIAL SDNY_Getittiall,(Negag EFTA 00123067 EFTA01268466
formation Sharing Agreement with the Einott.ryer for the above-captioned 403(b)(7) account. The Employer/Agent Signature above hereby authorizes TO Ameritrade Clearing. Inc. to accept this exchange. Date: 2-2.5-20f and as custodian. we agree to gdedalon Signature Guarantee - For TD Arneritrade Uso Only) Investme
Entities connected to both The Toronto-Dominion Bank and Ameritrade Clearing.

TD Ameritrade
ORGANIZATION
Omaha
LOCATIONTrust Companies
ORGANIZATIONTD Ameritrade, Inc.
ORGANIZATIONthe Tax ID
ORGANIZATIONLiquidation Transfer
ORGANIZATIONIndividual to Joint
ORGANIZATIONNo Bank Guarantee '
ORGANIZATIONTD Ameritrade Attn
ORGANIZATIONTD Ameritrade Clearing, Inc.
ORGANIZATIONMedallion Signature Guarantee
ORGANIZATIONTD AMERITRADE CLIENT
ORGANIZATIONthe Mutual Fund s
ORGANIZATIONTD Amentrade
PERSONSocial Security/Tax
ORGANIZATIONAmeritrade IP Company, Inc.
ORGANIZATIONClearing, Inc.
ORGANIZATIONEl Traditional
ORGANIZATIONORedeem
PERSONPartial Transfer (Transfer
ORGANIZATION