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eritrade, Inc. and TD Ameritrade Clearing, Inc., members fINRNOInC. TD Ameritrade Is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 2018 TO Ameritrade. CONFIDENTIAL SDNY_GM_00elleftfit 03(16 EFTA_00122802 EFTA01268278
ocessed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund s) you wish to move. Unless otherwise Indicated, TO Ameritrade will transfer shares in-kind. This section pertains only to shares of Mutual Funds held
ritrade, Inc. and TD Ameritrade Clearing, Inc., members riNnAtairc. TO Ameritrade is a trademark jointly owned by TO Ameritrade IP Company. Inc. and The Toronto-Dominion Bank. O 2G18 TD Ameritrade. CONFIDENTIAL SDNY_GM_000WISOF 03,18 EFTA_00122805 EFTA01268281 (Page 1 0! 1) Page 1 From: "KOFAX PROD PROCESS" Dat
ocessed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund s) you wish to move. Unless otherwise Indicated, TO Ameritrade will transfer shares in-kind. This section pertains only to shares of Mutual Funds held
ritrade, Inc. and TD Amedtrade Clearing, Inc., members FINFtAISIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company. Inc. and The Toronto-Dominion Bank. 0 2016 TD Ameritrade IP Company. Inc. CONFM4ENTIAL EFTA_00122821 EFTA01268294
tial Transfer—List specific mutual funds In the lines given below Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund s) you wish to move. Unless othenvise Indicated, TD Ameritrade will transfer shares in-kind. This section pertains only to shares of Mutual Funds held
ntrade, Inc. and TD Arne:tirade Clearing, Inc.. members FINFtAISIPC. TD Ameritrade is a trademark jointly owned by TD Amentrade IP Company. Inc. and The Toronto-Dominion Bank. 0 2018 TD Arneritrade P Company. Inc. CONFM4ENTIAL SONYGliti0.0001E07116 EFTA_0O122963 EFTA01268390
tial Transfer—List specific mutual funds In the lines given below Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund s) you wish to move. Unless otherwise Indicated, TD Ameritrade wit transfer shares in-kind. This section pertains only to shares of Mutual Funds held
ritrade, Inc. and TO Amerilrade Clearing, Inc., members FINRNSIPC. 'ID Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. O 2018 TD Ameritrade. Piga 3e1 3 TDA 190F 0lit8 EFTA01268463
ocessed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Cheek box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund s) you wish to move. Unless otherwise Indicated, TD Ameritrade will transfer shares in-kind. This section pertains only to shares of Mutual Funds held
Entities connected to both The Toronto-Dominion Bank and the Mutual Fund s

TD Ameritrade
ORGANIZATION
Omaha
LOCATIONTrust Companies
ORGANIZATIONthe Tax ID
ORGANIZATIONTD Ameritrade, Inc.
ORGANIZATIONLiquidation Transfer
ORGANIZATIONNo Bank Guarantee '
ORGANIZATIONIndividual to Joint
ORGANIZATIONTD Ameritrade Attn
ORGANIZATIONMedallion Signature Guarantee
ORGANIZATIONTD Ameritrade Clearing, Inc.
ORGANIZATIONTD AMERITRADE CLIENT
ORGANIZATIONTD Ameritrade IP Company, Inc.
ORGANIZATIONSocial Security/Tax
ORGANIZATIONTD Amentrade
PERSONAmeritrade Clearing.
ORGANIZATIONPartial Transfers
ORGANIZATIONBank/Credit Union
ORGANIZATIONIntel Mac OS
ORGANIZATIONB. BANK/CREDIT UNION & ANNUITY
ORGANIZATION