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eritrade, Inc. and TD Ameritrade Clearing, Inc., members fINRNOInC. TD Ameritrade Is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 2018 TO Ameritrade. CONFIDENTIAL SDNY_GM_00elleftfit 03(16 EFTA_00122802 EFTA01268278
responsible (or the liming or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund s) you wish to move. Unless otherwise Indicated, TO Ameritrade will transfer shares in-kind. Th
ritrade, Inc. and TD Ameritrade Clearing, Inc., members riNnAtairc. TO Ameritrade is a trademark jointly owned by TO Ameritrade IP Company. Inc. and The Toronto-Dominion Bank. O 2G18 TD Ameritrade. CONFIDENTIAL SDNY_GM_000WISOF 03,18 EFTA_00122805 EFTA01268281 (Page 1 0! 1) Page 1 From: "KOFAX PROD PROCESS" Dat
responsible for the timing or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund s) you wish to move. Unless otherwise Indicated, TO Ameritrade will transfer shares in-kind. Th
ritrade, Inc. and TD Amedtrade Clearing, Inc., members FINFtAISIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company. Inc. and The Toronto-Dominion Bank. 0 2016 TD Ameritrade IP Company. Inc. CONFM4ENTIAL EFTA_00122821 EFTA01268294
ll Transfer—To transfer entire account, check here. ['Partial Transfer—List specific mutual funds In the lines given below Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund s) you wish to move. Unless othenvise Indicated, TD Ameritrade will transfer shares in-kind. Th
ritrade, Inc. and TD Ameritrade Clearing. Inc., members FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TO Ameritrade. COf IDENTIAL SONY_G/IMOOVII0S9 EFTA_00122919 EFTA01268365
responsible for the timing or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TD Amentrade wit transfer shares in-kind. This
ritrade. Inc. and TO Ameritrade Clearing, Inc., members FINRAISIPC. TO Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. CI 2016 TD Ameritrade IP Company, Inc. Pap 4 of 4 TOAI90 F07/16 EFTA01268386
ull Transfer—To transfer entire account, check here. Partial Transfer—List specific mutual funds in the lines given below. Cheek box for in-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TD Ameritrade wit transfer shares in-kind. Thi
ntrade, Inc. and TD Arne:tirade Clearing, Inc.. members FINFtAISIPC. TD Ameritrade is a trademark jointly owned by TD Amentrade IP Company. Inc. and The Toronto-Dominion Bank. 0 2018 TD Arneritrade P Company. Inc. CONFM4ENTIAL SONYGliti0.0001E07116 EFTA_0O122963 EFTA01268390
ll Transfer—To transfer entire account, check here. ['Partial Transfer—List specific mutual funds In the lines given below Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund s) you wish to move. Unless otherwise Indicated, TD Ameritrade wit transfer shares in-kind. Thi
ritrade, Inc. and TD Ameritrade Clearing. Inc., members FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TO Ameritrade. C 0 ENTIAL SONYGMA0000l2B1. EFTA_00123063 EFTA01268459
responsible for the liming or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Cheek box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TD Ameritrade w,i transfer shares in-kind. Thi
ritrade, Inc. and TO Amerilrade Clearing, Inc., members FINRNSIPC. 'ID Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. O 2018 TD Ameritrade. Piga 3e1 3 TDA 190F 0lit8 EFTA01268463
responsible for the timing or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Cheek box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund s) you wish to move. Unless otherwise Indicated, TD Ameritrade will transfer shares in-kind. Th
ritrade. Inc. and TO Arneritrade Clearing, Inc., members FINRNSIPC. TD Ameritrade is a trademark jointly owned by TD Amoritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TO Ameritrade. Page 3 ci 3 IDA 190 F 03118 EFTA01268450
responsible for the timing or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Chock box for in-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Funti(s) you wish to move. Unless otherwise Indicated. TO Ameritrade will transfer shares in-kind. T
eritrade. Inc. and TD Ameritrade Clearing, Inc., members FINRA/SIPC. TD Amentrade Is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TD Amerltrade. CONFIDENTIAL SDNY_Getittiall,(Negag EFTA 00123067 EFTA01268466
responsible for the timing or execution of fiquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Chock box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TO Ameritrade will transfer shares in-kind. Th
Entities connected to both The Toronto-Dominion Bank and Liquidation Transfer

TD Ameritrade
ORGANIZATION
Omaha
LOCATIONTrust Companies
ORGANIZATIONthe Tax ID
ORGANIZATIONTD Ameritrade Attn
ORGANIZATIONIndividual to Joint
ORGANIZATIONNo Bank Guarantee '
ORGANIZATIONTD Ameritrade, Inc.
ORGANIZATIONMedallion Signature Guarantee
ORGANIZATIONTD Ameritrade Clearing, Inc.
ORGANIZATIONTD AMERITRADE CLIENT
ORGANIZATIONORedeem
PERSONAmeritrade IP Company, Inc.
ORGANIZATIONthe Mutual Fund s
ORGANIZATIONTD Amentrade
PERSONAmentrade
PERSONTD Ameritrade IP Company, Inc.
ORGANIZATIONSocial Security/Tax
ORGANIZATIONClearing, Inc.
ORGANIZATIONAmeritrade Clearing.
ORGANIZATION