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eritrade, Inc. and TD Ameritrade Clearing, Inc., members fINRNOInC. TD Ameritrade Is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 2018 TO Ameritrade. CONFIDENTIAL SDNY_GM_00elleftfit 03(16 EFTA_00122802 EFTA01268278
should match.) Account Number (Required): (Only one per form) AccouN Registration/Title: SOUTHERN FINANCIAL LLC Social Sacurity/Tax ID Number. Social Security/Tax ID Number: (Secondary, if applicable) Account Type (select one) ConlrotOeivenna Ron Name (PeKtuire40: DEUTSCHE BANK PRIVATE WEALTH MANAGMENT Oln
ritrade, Inc. and TD Ameritrade Clearing, Inc., members riNnAtairc. TO Ameritrade is a trademark jointly owned by TO Ameritrade IP Company. Inc. and The Toronto-Dominion Bank. O 2G18 TD Ameritrade. CONFIDENTIAL SDNY_GM_000WISOF 03,18 EFTA_00122805 EFTA01268281 (Page 1 0! 1) Page 1 From: "KOFAX PROD PROCESS" Dat
should match.) Account Number (Reoulredl: (Only ono perform) Account Resestrationclitle: SOUTHERN FINANCIAL LLC Social Security/Tax ID Number. Social Security/Tax ID Number: (Secondary If applicable) ConfrodOelkedng arm Nome (Rogukoco. DEUTSCHE BANK PRIVATE WEALTH MANAGMENT Corterulaelneering firm Addro,a:
itrade, Inc. and TD Ameritrade Clearing, Inc., members FINFtA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 2018 TD Ameritrade. CONFIDENTIAL SONY_GM_OOltgaggS ortng EFTA_001229 I 5 EFTA01268362
transferred.) Account Number (Required): (O* one per form Account Reciatrati i SOUTHERN FINANCIAL LLC SoriN Socutay/Tax ID Number: 66-0799192 Social Security/Tax ID Number (Seceerrafx M applicable) Account Type (select one) ❑Individual — (Non IRA) Rohl Trust 0CorpfBusiness OUGMA/UTMA DEState OTraditio
ritrade, Inc. and TD Ameritrade Clearing. Inc., members FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TO Ameritrade. COf IDENTIAL SONY_G/IMOOVII0S9 EFTA_00122919 EFTA01268365
account and account being transferred.) Account Number (Required): (Orly one perform) 867-730320 Account RegIstrolionTee: SOUTHERN FINANCIAL LLC Social Security/Tax ID Number: 66-0799192 Social Security/Tax 10 Number: (Seconderx epfflicerble) Account Type (select one) El Individual — (Non IRA) ❑Joint K Tr
ritrade, Inc. and TO Amerilrade Clearing, Inc., members FINRNSIPC. 'ID Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. O 2018 TD Ameritrade. Piga 3e1 3 TDA 190F 0lit8 EFTA01268463
Account Number (Required): (ON n ne Ferir ) 867-730320 Account Regletradorade: SOUTHERN FINANCIAL LLC Social Security/4x ID Number 66-0799192 Social Security/Tax ID Number: (Secondary if applicable) Account Type (select one) Individual — (Non IRA) OTruSt OCOrp/SUSIneSS D0GMAUM% ElEstate El Traditional
Entities connected to both The Toronto-Dominion Bank and Social Security/Tax

TD Ameritrade
ORGANIZATION
Omaha
LOCATIONTrust Companies
ORGANIZATIONTD Ameritrade, Inc.
ORGANIZATIONthe Tax ID
ORGANIZATIONLiquidation Transfer
ORGANIZATIONTD Ameritrade Attn
ORGANIZATIONIndividual to Joint
ORGANIZATIONNo Bank Guarantee '
ORGANIZATIONMedallion Signature Guarantee
ORGANIZATIONTD Ameritrade Clearing, Inc.
ORGANIZATIONTD Ameritrade IP Company, Inc.
ORGANIZATIONthe Mutual Fund s
ORGANIZATIONTD Amentrade
PERSONTD AMERITRADE CLIENT
ORGANIZATIONClearing, Inc.
ORGANIZATIONAmeritrade Clearing.
ORGANIZATIONEl Traditional
ORGANIZATIONInstruments
ORGANIZATIONAmeritrade, Inc.
ORGANIZATION