3
Shared Docs
3
Same-Page
3 / 3
Mentions
as dearly as you can why you Nave it is an error or why you need mane nfarnalim. — Provide the dollar amount of the suspected error. The Firm or Cad Issuer will investigate you complaint ard will correct any error promptly For stead earns emoting LOS Visa•clebe cad transactions, Awe take non than 10 b
es that we provide to the mutual funds. Those fees generate re paid from investor assets n the mutual fend and are a feed dolly amoum based im the Minter Of accounts at llet broker-dealer holding reuxial funds of that fund tany. — in addtion to exernissixe received in correction with the sale or dor
nd again at clearly as you can why you believe * is an error a why you need ma iternae - Provide the doter amount of the suspected err The Finn a Cad Issuer WI0 Westgate you cangant and wil correct Sty -mot prompt& For alleged won nvoRn9 VMS Yoa•debi card transaction% of wo take more than 10 bus Wu dry
The cost basis may needto be adusted for return d capital payments in order to detem-ine the ad tnted cost bays for tax (P0Orting purposes. Hddng Minter of shares Purchra pacer Average price per share (S) Client rnvestment (I) DOUBLE LINE TOTAL RETURN FUND irlso_ Symbol: DBLTX Trade date: Ma
h as dealt as you can shy you belies" t is an error or why you need more information — amide the dollar amount of the suspected awOr• The Firm or Cad Issuer wil ivenigate pour cr.:taint and MI correct any !Ina prompt. I we take more tan 10 barns claw to do this we will creek your actors" for the anctri
ount name:lndi Account number. Y1 Your M sandal Advisor: SCOTT STACKMANNYLE CASNEL Your assets Equities . common stock (continued) rAciate pod Minter Average price Me per share Vdue on tirredited Holc1ng Wiring of snares per share (1) Cost basis (S) cn Mar 31 (1) Mai 31 (I) gain or loss
Entities connected to both Cad Issuer and Minter

Ghislaine Maxwell
PERSON
George W. Bush
PERSON
Joi Ito
PERSON
Vicky Ward
PERSON
Condoleezza Rice
PERSON
NEW YORK NY
LOCATIONRussell 3000
ORGANIZATIONSCOTT STACK
ORGANIZATIONWeehawken
LOCATION
UBS AG
ORGANIZATIONCourtney Wild
PERSONHarbor Boulevard
LOCATIONLBS AG
ORGANIZATIONNnandal
ORGANIZATION
Puerto Rico
LOCATIONBank USA
ORGANIZATION
Stanford University
LOCATIONDoug Band
PERSONOnline Services
ORGANIZATIONMaria Farmer
PERSON