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e "OriginalAgreement") WHEREAS, the Original Agreement was subsequently amended and restated in its entirety as of March 1, 2011 by the Amended and Restated Limited Liability Company Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Amended Agreement was subsequently amended and restated in its entirety as of April 1, 2014 by
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
2 mentions1 same-page
Page ?Same page
"Original Agreement") WHEREAS, the Original Agreement was subsequently amended and restated in its entirety as of March 1, 2011 by the Amended and Restated Limited Liability Company Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Fund's Certificate was amended to reflect the change of the name of the Fund to "AlphaKeys Mil
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
2 mentions1 same-page
Page ?Same page
"Original Agreement") WHEREAS, the Original Agreement was subsequently amended and restated in its entirety as of March 1, 2011 by the Amended and Restated Limited Liability Company Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Fund's Certificate was amended to reflect the change of the name of the Fund to "AlphaKeys Mil
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
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Mutual Connections (126)
Entities connected to both Restated Limited Liability Company Agreement and Connecticut Department
United States
LOCATION7 w/ Restated·4 w/ Connecticut
New York
LOCATION7 w/ Restated·3 w/ Connecticut
the Securities and Exchange Commission
ORGANIZATION4 w/ Restated·4 w/ Connecticut
the Confidential Information
ORGANIZATION5 w/ Restated·3 w/ Connecticut
Unaffiliated
ORGANIZATION5 w/ Restated·3 w/ Connecticut
the State of New York
LOCATION6 w/ Restated·2 w/ Connecticut
UBS Securities LLC
ORGANIZATION3 w/ Restated·4 w/ Connecticut
Department of Justice
ORGANIZATION3 w/ Restated·4 w/ Connecticut
UBS Fund
ORGANIZATION3 w/ Restated·4 w/ Connecticut
Lehman Structured Products
ORGANIZATION3 w/ Restated·4 w/ Connecticut
Massachusetts Securities Division
ORGANIZATION3 w/ Restated·4 w/ Connecticut
the North American Securities Administrators Association
ORGANIZATION3 w/ Restated·4 w/ Connecticut
Civil Penalty
ORGANIZATION3 w/ Restated·4 w/ Connecticut
Cease & Desist
ORGANIZATION3 w/ Restated·4 w/ Connecticut
General State of NY
ORGANIZATION3 w/ Restated·4 w/ Connecticut
Brought
ORGANIZATION3 w/ Restated·4 w/ Connecticut
The Ohio Division of Securities
ORGANIZATION3 w/ Restated·4 w/ Connecticut
Back Taxes Payment
ORGANIZATION3 w/ Restated·4 w/ Connecticut
Swiss Federal Banking Commission
ORGANIZATION3 w/ Restated·4 w/ Connecticut
New York State
LOCATION3 w/ Restated·4 w/ Connecticut