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e "OriginalAgreement") WHEREAS, the Original Agreement was subsequently amended and restated in its entirety as of March 1, 2011 by the Amended and Restated Limited Liability Company Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Amended Agreement was subsequently amended and restated in its entirety as of April 1, 2014 by
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
"Original Agreement") WHEREAS, the Original Agreement was subsequently amended and restated in its entirety as of March 1, 2011 by the Amended and Restated Limited Liability Company Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Fund's Certificate was amended to reflect the change of the name of the Fund to "AlphaKeys Mil
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
"Original Agreement") WHEREAS, the Original Agreement was subsequently amended and restated in its entirety as of March 1, 2011 by the Amended and Restated Limited Liability Company Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Fund's Certificate was amended to reflect the change of the name of the Fund to "AlphaKeys Mil
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
Entities connected to both Restated Limited Liability Company Agreement and UBS Fund

United States
LOCATION
UBS AG
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
New York
LOCATION
Federal Reserve
ORGANIZATIONUBS Securities LLC
ORGANIZATIONCease & Desist
ORGANIZATION
Department of Justice
ORGANIZATION
Fannie Mae
ORGANIZATION
Ghislaine Maxwell
PERSONCayman
LOCATIONUBS Fund Advisor
ORGANIZATIONthe State of New York
LOCATION
Internal Revenue Service
ORGANIZATIONErnst & Young LLP
ORGANIZATIONUnaffiliated
ORGANIZATIONthe Confidential Information
ORGANIZATION
Samantha Power
PERSONLehman Structured Products
ORGANIZATIONMassachusetts Securities Division
ORGANIZATION