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Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 Tel/Direct: Fax: NNILS ID ft 1326736 NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended
2016 at 10:02:05 AM EDT To: "Richard Kahn ( " < Hi Rich, Morgan Stanley is also pricing a new issue COF $25 Par Preferred today. Details: $25 Par New Issue Syndicate Offering: Capital One Financial Corporation (COF) Issuer: Capital One Financial Corporation (Ticker: COF) Securities Offered: Depositary shares each repre
Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 Tel/Direct: Fax NMLS ID k 1326736 Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or sale of any secur
g Rich, Morgan Stanley is pricing a new issue $25 Par Pfd today that I wanted to show STC. Investment grade with price talk in the 5.50% area. $25 Par New Issue Syndicate Offering: Gabelli Utility Trust (GUT) Issuer: Gabelli Utility Trust (Ticker: GUT) Size: $50mm (2mm $25 par securities) Expected Ratings: Al Moody's Of
ales/Middle Markets Group Morgan Stanley Wealth Management Midtown Manhattan Complex 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 Tel/Direct: I Fax: Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity
fe Date: August 17, 2015 at 10:58:05 AM EDT To: "Richard Kahn ( " < Rich, Here is another New Issue Pfd Pricing today. Speak soon, Andrew $25 Par New Issue Syndicate Offering: Capital One Financial Corporation (COF) Issuer: Capital One Financial Corporation (Ticker: COF) Securities Offered: Depositary shares each repre
ng: =nbsp; NYSE Andrew S. Atlas Financial =dvisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management Midtown Manhattan =omplex Tel/Direct: Fax: I New York, =Y 10104 <mailto 3 EFTA_R1_02115103 EFTA02709290 Important Notice to Recipients: Please do not use email to request, autho
t 13, 2015 at 10:29:40 AM =DT To: 4b>"Richard Kahn ( /., Good Morning Rich, Here is a new issue =referred coming today. Thanks again-Andrew $25 Par New Issue Syndicate Offering: Digital Realty Trust Inc. =DLR) Issuer: Digital Realty Trust Inc. (Ticker: =E2 DLR") Securities =ffered: Series I =umulative Redeemable Preferre
ales/Middle Markets Group Morgan Stanley Wealth Management Midtown Manhattan =omplex 1290 Avenue of the =mericas, 12th Floor I New York, =Y 10104 Tel/Direct: +1 212 705 4521 I Fax: +1 212 705 4592 Important Notice to Recipients: 3 EFTA_R1_02158905 EFTA02716948 Please do not use e-mail to request, au
Stock Date: =/b>July 22, 2015 at 10:09:58 AM =DT To: ./b>"Richard Kahn Hi Rich, Here's a new =ssue I wanted to show Southern Trust Company: $25 Par New Issue Syndicate Offering: J.P. Morgan Chase & Co. =JPM) =nbsp; &n=sp; Issuer: =nbsp; &n=sp; J.P. Morgan Chase & Co. (Ticker: JPM) =nbsp; &n=sp; Securities =ffered:
Entities connected to both Tel/Direct and Par New Issue Syndicate Offering

Richard Kahn
PERSON
Prince Andrew
PERSON
Marc Rich
PERSON
Jeffrey Epstein
PERSONMorgan Stanley Smith Barney LLC
ORGANIZATIONAndrew S. Atlas
PERSONMorgan Stanley Wealth Management
ORGANIZATION
United States
LOCATION
Condoleezza Rice
PERSONLexington
LOCATION
Morgan Stanley
ORGANIZATION
NEW YORK NY
LOCATIONPar Preferred
ORGANIZATIONPerpetual Preferred Stock
ORGANIZATIONCapital One Financial Corporation
ORGANIZATION