Document Mentions (4 shared documents)

EFTA01357158

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nd rather urgent. Client is ready to trade. Thanks Martin From: Nina Tona Sent: Monday, March 05, 2018 3:07 PM To: Martin Zeman Zack Bunimovic Avila ; Rita Shteynberg < ; Man Patel > Cc: Alastair Ma ; Davide-A Sferrazza Mathew Negus Subject: RE: SF ; Mathew Negus Xavier Classification: F

Zack, what is the status on this urgent request? Xavier Avila Managing Director Deutsche Bank Securities Inc On Mar 5, 2018, at 15:09, Martin Zeman < Classification: For Internal use only Zack, ote: Pleas

EFTA01362603

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was completed to the required standard. NCA required if KYC has not been done. ACO approval GRUPO TELEVISA, Xavier KCP ACO US S.A.B Avila US GM RED approval PAUL GARDNER Xavier KCP ACO GB ALLEN Avila US GM RED approval Confirmation GB PRIVATE CLIENT SERVICES (PWM _ A

on the list so need to be checked in the first case if any of these are Red or Amber in CIB Team KCP US AB WM Client /Account Name dbcar ID ACO Xavier Avila Andrew Mathias KCP LATAM Armory Fund LDC Xavier Avila KCP US Cascade Investment LLC Xavier Avila KCP US AB Chris Cline Xavier Avila KCP US

EFTA01362927

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From: Martin Zerm Sent: 4/18/2018 10:03:04 AM To: Nina Toneavier Avila Liam Osullivan Subject: RE: Southern Financial KYC Docs. (II Davide-A Sferratz Classification: For Infernal use only The reason why this is sta

s because Richard Kahn is not responding to my email. I will have Stewart call him today. From: Nina Tona Sent: Wednesda Aril 18 2018 9:41 AM To: Xavier Avila Martin Zema Liam Osullivarl > Subject: RE: Southern Financial - KYC Docs. Ill Classification: For Internal use only Hi Martin — please advise on t