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S 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21 09 2515A1-A7-6 SG MARKET PLUS SPX 6/20/12 74% CONTIN BARRIER-0%CPN ,UNCAPPED INITIAL LEVEL-03/16/11 SPX: 1256.88 78423A-L3-4 SG MARKET PLUS SPX 02/07/13 75% CONTIN BARRIER- 6.25%CPN ,UNCAPPED INITIAL LEVEL-08/03/11 SPX:1
TICALS INC @ 10.42 J.P. MORGAN SECURITIES LLC (ID: 04033A-10-0) LAREDO PETROLEUM HOLDINGS IN @ 17.00 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 17.00 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.00 J.P. MORGAN SECURITIES LLC (ID: 98986T-10-8) 2,250.000 3,150.000 7,500.0
S 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21 09 2515A1-A7-6 SG MARKET PLUS SPX 6/20/12 74% CONTIN BARRIER-0%CPN ,UNCAPPED INITIAL LEVEL-03/16/11 SPX: 1256.88 78423A-L3-4 SG MARKET PLUS SPX 02/07/13 75% CONTIN BARRIER- 6.25%CPN ,UNCAPPED INITIAL LEVEL-08/03/11 SPX:1
TICALS INC @ 10.42 J.P. MORGAN SECURITIES LLC (ID: 04033A-10-0) LAREDO PETROLEUM HOLDINGS IN @ 17.00 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 17.00 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.00 J.P. MORGAN SECURITIES LLC (ID: 98986T-10-8) 2,250.000 3,150.000 7,500.0
S 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21 09 2515A1-A7-6 SG MARKET PLUS SPX 6/20/12 74% CONTIN BARRIER-0%CPN ,UNCAPPED INITIAL LEVEL-03/16/11 SPX: 1256.88 78423A-L3-4 SG MARKET PLUS SPX 02/07/13 75% CONTIN BARRIER- 6.25%CPN ,UNCAPPED INITIAL LEVEL-08/03/11 SPX:1
TICALS INC @ 10.42 J.P. MORGAN SECURITIES LLC (ID: 04033A-10-0) LAREDO PETROLEUM HOLDINGS IN @ 17.00 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 17.00 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.00 J.P. MORGAN SECURITIES LLC (ID: 98986T-10-8) 2,250.000 3,150.000 7,500.0
Estimated Value 2,021,051.39 Alternative Assets Detail Price Hard Assets SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED INITIAL LEVEL-07/25/13 CL1:105.68 78423E-HS-6 WTI CALL OPTION USD PUT OPTION STRIKE 110.00 EXPIRING 02/14/2014 250,000 BARRELS OTCBDC-PH-K W
e High Cost ENBRIDGE ENERGY MANAGEMENT LLC @ 28.376671 99,318.35 BROKERAGE 140.00 TAX &/OR SEC 1.73 J.P. MORGAN SECURITIES LLC (ID: 29250X-10-3) INERGY MIDSTREAM LP @ 22.178804 55,447.01 BROKERAGE 100.00 TAX &/OR SEC .97 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) STRATASYS LTD @ 93.10 279,300.00 BROKERAGE 1
Entities connected to both UNCAPPED and INERGY MIDSTREAM LP

JPMorgan Chase
ORGANIZATION
Deutsche Bank
ORGANIZATION
Newark
LOCATION
the Internal Revenue Service
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONCIT GROUP INC
ORGANIZATION
Paul Morris
PERSONFORD MOTOR CREDIT CO LLC
ORGANIZATIONFELCOR LODGING LP
ORGANIZATION
Paul Barrett
PERSON
FDIC
ORGANIZATION
Ghislaine Maxwell
PERSON
Bank of America
ORGANIZATION
Barclays
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATIONFX Fwd Contract
ORGANIZATIONJPMorgan Fund
ORGANIZATIONGlobal Access Portfolios
ORGANIZATIONUS Small/Mid Cap Equity
ORGANIZATIONAMERICAN CAPITAL LTD
ORGANIZATION