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S 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21 09 2515A1-A7-6 SG MARKET PLUS SPX 6/20/12 74% CONTIN BARRIER-0%CPN ,UNCAPPED INITIAL LEVEL-03/16/11 SPX: 1256.88 78423A-L3-4 SG MARKET PLUS SPX 02/07/13 75% CONTIN BARRIER- 6.25%CPN ,UNCAPPED INITIAL LEVEL-08/03/11 SPX:1
@ 17.28 62,208.00 BROKERAGE 180.00 TAX &/OR SEC 1.20 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 16.70 37,575.00 BROKERAGE 112.50 TAX &/OR SEC .73 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.60622 63,637.32 BROKERAGE 300.00 TAX &/OR SEC 1.23 J.P. MORGAN SECURITIES LLC
S 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21 09 2515A1-A7-6 SG MARKET PLUS SPX 6/20/12 74% CONTIN BARRIER-0%CPN ,UNCAPPED INITIAL LEVEL-03/16/11 SPX: 1256.88 78423A-L3-4 SG MARKET PLUS SPX 02/07/13 75% CONTIN BARRIER- 6.25%CPN ,UNCAPPED INITIAL LEVEL-08/03/11 SPX:1
@ 17.28 62,208.00 BROKERAGE 180.00 TAX &/OR SEC 1.20 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 16.70 37,575.00 BROKERAGE 112.50 TAX &/OR SEC .73 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.60622 63,637.32 BROKERAGE 300.00 TAX &/OR SEC 1.23 J.P. MORGAN SECURITIES LLC
S 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21 09 2515A1-A7-6 SG MARKET PLUS SPX 6/20/12 74% CONTIN BARRIER-0%CPN ,UNCAPPED INITIAL LEVEL-03/16/11 SPX: 1256.88 78423A-L3-4 SG MARKET PLUS SPX 02/07/13 75% CONTIN BARRIER- 6.25%CPN ,UNCAPPED INITIAL LEVEL-08/03/11 SPX:1
@ 17.28 62,208.00 BROKERAGE 180.00 TAX &/OR SEC 1.20 J.P. MORGAN SECURITIES LLC (ID: 516806-10-6) INERGY MIDSTREAM LP @ 16.70 37,575.00 BROKERAGE 112.50 TAX &/OR SEC .73 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) ZYNGA INC @ 10.60622 63,637.32 BROKERAGE 300.00 TAX &/OR SEC 1.23 J.P. MORGAN SECURITIES LLC
Entities connected to both UNCAPPED and 112.50 TAX &/OR

JPMorgan Chase
ORGANIZATION
Newark
LOCATION
Deutsche Bank
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONCIT GROUP INC
ORGANIZATION
Paul Morris
PERSONFORD MOTOR CREDIT CO LLC
ORGANIZATIONFELCOR LODGING LP
ORGANIZATION
Paul Barrett
PERSON
Ghislaine Maxwell
PERSON
Bank of America
ORGANIZATION
Barclays
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATIONFX Fwd Contract
ORGANIZATIONJPMorgan Fund
ORGANIZATIONGlobal Access Portfolios
ORGANIZATIONAMERICAN CAPITAL LTD
ORGANIZATIONUS Small/Mid Cap Equity
ORGANIZATIONTotal Foreign Exchange
ORGANIZATION