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S 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21 09 2515A1-A7-6 SG MARKET PLUS SPX 6/20/12 74% CONTIN BARRIER-0%CPN ,UNCAPPED INITIAL LEVEL-03/16/11 SPX: 1256.88 78423A-L3-4 SG MARKET PLUS SPX 02/07/13 75% CONTIN BARRIER- 6.25%CPN ,UNCAPPED INITIAL LEVEL-08/03/11 SPX:1
N SECURITIES LLC (ID: 256677-10-5) BANKRATE INC @ 18.17 28,617.75 BROKERAGE 100.00 TAX &/OR SEC .55 J.P. MORGAN SECURITIES LLC (ID: 06647F-10-2) CLEARWIRE CORP NEW CL A @ 2.10233 315,349.50 BROKERAGE 7,500.00 TAX &/OR SEC 6.06 J.P. MORGAN SECURITIES LLC (ID: 185380-10-5) ENTERPRISE PRODUCTS PARTNERS L P @ 44.66
S 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21 09 2515A1-A7-6 SG MARKET PLUS SPX 6/20/12 74% CONTIN BARRIER-0%CPN ,UNCAPPED INITIAL LEVEL-03/16/11 SPX: 1256.88 78423A-L3-4 SG MARKET PLUS SPX 02/07/13 75% CONTIN BARRIER- 6.25%CPN ,UNCAPPED INITIAL LEVEL-08/03/11 SPX:1
N SECURITIES LLC (ID: 256677-10-5) BANKRATE INC @ 18.17 28,617.75 BROKERAGE 100.00 TAX &/OR SEC .55 J.P. MORGAN SECURITIES LLC (ID: 06647F-10-2) CLEARWIRE CORP NEW CL A @ 2.10233 315,349.50 BROKERAGE 7,500.00 TAX &/OR SEC 6.06 J.P. MORGAN SECURITIES LLC (ID: 185380-10-5) ENTERPRISE PRODUCTS PARTNERS L P @ 44.66
S 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21 09 2515A1-A7-6 SG MARKET PLUS SPX 6/20/12 74% CONTIN BARRIER-0%CPN ,UNCAPPED INITIAL LEVEL-03/16/11 SPX: 1256.88 78423A-L3-4 SG MARKET PLUS SPX 02/07/13 75% CONTIN BARRIER- 6.25%CPN ,UNCAPPED INITIAL LEVEL-08/03/11 SPX:1
N SECURITIES LLC (ID: 256677-10-5) BANKRATE INC @ 18.17 28,617.75 BROKERAGE 100.00 TAX &/OR SEC .55 J.P. MORGAN SECURITIES LLC (ID: 06647F-10-2) CLEARWIRE CORP NEW CL A @ 2.10233 315,349.50 BROKERAGE 7,500.00 TAX &/OR SEC 6.06 J.P. MORGAN SECURITIES LLC (ID: 185380-10-5) ENTERPRISE PRODUCTS PARTNERS L P @ 44.66
Entities connected to both UNCAPPED and CLEARWIRE CORP NEW CL

JPMorgan Chase
ORGANIZATION
Newark
LOCATION
Deutsche Bank
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONCIT GROUP INC
ORGANIZATION
Paul Morris
PERSONFORD MOTOR CREDIT CO LLC
ORGANIZATIONFELCOR LODGING LP
ORGANIZATION
Paul Barrett
PERSON
Ghislaine Maxwell
PERSON
Bank of America
ORGANIZATION
Barclays
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATIONFX Fwd Contract
ORGANIZATIONJPMorgan Fund
ORGANIZATIONGlobal Access Portfolios
ORGANIZATIONAMERICAN CAPITAL LTD
ORGANIZATIONUS Small/Mid Cap Equity
ORGANIZATIONTotal Foreign Exchange
ORGANIZATION