Epstein Secrets

0.0 0.0 0.0 48590.0 48590.0 1.0 22/11/2013 0.0 0.0 0.0 0.0 9710 670708 0241499376 0.0 0.0 MS MARK 08/20/14 80% EKO BARRIER- 3.55%CPN ,UNCAPPED INITIAL LEVEL-02/14/ 13 MRK:41.19 S 16/09/2013 USD USD 1000000.0 1000000.0 0.0 115.005 16/09/2013 1000000.0 1000000.0 1000000.0 1000000.

349261.34 261570.001 349261. 0.0 0.0 15045.14 21615.17 1.335249 0.0 0.0 0.0 9710670708 0241499376 Benchmark Aware 0.0 0.0 9/2013 EUR VOLKSWAGEN AG PFD ISIN SEDOL VOWS IW USD 1400.0 1400.0 . .137 1 255882.59 340287.6 16/0 255882.59 340287.6 255976.0 341791.95 255976.0 341791.95 0.0 0

368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 N/O Client SWPBDR-UH-6 MS MARKET PLUS MRK 08/20/14 80% EKO BARRIER- 3.55%CPN ,UNCAPPED INITIAL LEVEL-02/14/13 MRK:41.19 61761J-DA-4 Total Concentrated & Other Equity $15,463,184.05 $15,038,073.40 $141,844.10 $913,625.00 $256,594

YPB NA /CAA GMAC CAPITAL TRUST I PFD STK 8 1/8% 361860-20-8 ALLYPA ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE 780097-71-3 RBS PT NA /P-2 VOLKSWAGEN AG PFD ISIN DE0007664039 SEDOL 5497168 928662-92-3 UR Total Preferred Stocks $8,600,970.99 $7,929,703.71 $671,267.28 $648,432.00 7.54% 227.26 1,40

Estimated Value 2,021,051.39 Alternative Assets Detail Price Hard Assets SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED INITIAL LEVEL-07/25/13 CL1:105.68 78423E-HS-6 WTI CALL OPTION USD PUT OPTION STRIKE 110.00 EXPIRING 02/14/2014 250,000 BARRELS OTCBDC-PH-K W

Equity HSBC CONT BUFF EQ SX5E 08/29/14 102.56 80% EKO BARRIER- 4%CPN 17% CAP INITIAL LEVEL-05/24/13 SX5E:2764.29 40432X-FP-1 Preferred Stocks VOLKSWAGEN AG PFD ISIN DE0007664039 SEDOL 5497168 928662-92-3 UR 2,000,000.000 2,051,200.00 2,000,000.00 51,200.00 236.01 EFTA01547055 1,400.000 330,412.42

Estimated Value 1,792,473.02 Alternative Assets Detail Price Hard Assets SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED INITIAL LEVEL-07/25/13 CL1:105.68 78423E-HS-6 WTI CALL OPTION USD PUT OPTION STRIKE 110.00 EXPIRING 02/14/2014 250,000 BARRELS OTCBDC-PH-K 1

0 2,128,600.00 2,000,000.00 128,600.00 EFTA01547178 SOUTHERN FINANCIAL, LLC ACCT. For the Period 10/1/13 to 10/31/13 Price Preferred Stocks VOLKSWAGEN AG PFD ISIN DE0007664039 SEDOL 5497168 928662-92-3 UR Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div