Epstein Secrets

covered Total 128,800.000 GM AC CAP TR I GTD TR PFD SECS SER 2 8 125% FIXED RATE/ FLTG Dividend Option: Cash 02122112'.13 80,000.000 23.5350 ROYAL BANK SCOTLAND GROUP PLC SPON ADR RFYSTG SER T PDF SiSCOUPON 725% PERPETUAL MATURITY CALLA 25 05114114 Dividend Option: Cash 10124112 '.13 40.000.000 23.7900 01107/13

/28/15 REG D TO 10/28109 Sd P Rating By Security Identifier: P7807HAF2 12/04(13'.3•t2 2 500 000.000 95.3590 2,383,981.71 75.5000 1,887,500.00 HEADWATERS INC GTD SR NT 7.625% 04101/19 GrE DID 03111111 CALLABLE 04/01115 0 103 813 Moody Riling 81 S 1 P Rating Ti+ Original Cost Basis. 52.250.000.00 Security

600.000 Total 126,600.000 GM AC CAP TR I GTD TR PFD SECS SER 2 125% AXED RATE / FLTG Dividend Option: Cash 02122112 ' .13 80,000.000 23.5350 ROYAL BANK SCOTLAND GROUP PLC SPON ADR REPSTG SERT PDF SHSCOUPON 725% PERPETUAL MATURITY CALL@ 25 05114114 Dividend Option: Cash 10124/12 ' .13 40,000.000 23 7900 01107113 '

S0060546525 5.000% 10128/15 REG DTD 10128/09 S 6 P Rating Be 12104/13 '.3.t2 2 500 000.000 91.9120 Adjusted Cod NS Market Price Market Value HEADWATERS INC GTD SR NT 7.625% 04101119 81E DID 03111111 CALLABLE 0//01115 (1 103.813 Moody Rating B2 St P Rating B. 10122/12'.12,13 1,000,000.000 102.1200 EART

g 1776. alltin0t• MD 21200 Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Ired Equities (continued) Preferred Stocks (continued) ROYAL BANK SCOTLAND GROUP PLC 7.25% SPON ADR REPSTG SER T PFD SHS CALLABLE ON OR AFTER 12/3112012 0 25 Dividend Option: Cash 10/24/12 '.13 40.000.000 23.7900 951,600.00 25

00.00 Security Identifier: P7807HAF2 12104113 '.3.12 2,500,000 000 91 0890 2,277,219.61 82.9000 anginal Cosl Basis $2.250,00.00 2,072,500.00 HEADWATERS INC GTD SR NT 7.625% 04/01/19 WE DID 03/11/11 CALLABLE 04/01115 0 103 813 Moody Rating 02 St P Rating Ei• Security Identifier: 42210PA05 10/22/12 '.12.1

CUSIP: 02005N308 19.3820 20.1250 903,217.51 1,610,000.00 2,513,217.51 $2,513,217.51 Security Identifier: ALLY PRA CUSIP: 361860208 23.5350 ROYAL BANK SCOTLAND GROUP PLC SPON ADR REPSTG SER T PDF SHS COUPON 7.25% PERPETUAL MATURITY CALL@25 05/14/14 EFTA01470096 Dividend Option: Cash 10/24/12 *,13 01/07/13 *,13

Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquired Quantity Unit Cost Fixed Income (continued) Corporate Bonds (continued) HEADWATERS INC GTD SR NT 7.625% 04/01/19 B/E DTD 03/11/11 CALLABLE 04/01/15 @ 103.813 Moody Rating B2 S & P Rating B+ 10/22/12 *,12,13 1,000,000.000 102.2300 EAR