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rty. (k) Employees. Each current and former employee, officer and consultant of the Company has executed and delivered an Assignment of Inventions, Non-Disclosure and Non-Compete Agreement, and all of such agreements are in full force and effect. To the Company's knowledge, no employee, officer or consultant
ly authorized officers as of the date first written above. COMPANY: ADFIN SOLUTIONS, INC. By: ; 72-6„. • J] ane Flouweling, Presicteitek. CEO [AdFin Solutions, Inc. - Note Purchase Agreement Signature Page) tat • EFTA00289549 The parties have caused this Agreement to be duly executed and delivered by th
y. 3.12 Employees. Each current and former employee, officer and consultant of the Company has executed and delivered an Assignment of Inventions, Non-Disclosure and Non- Compete Agreement in substantially the form attached hereto as Exhibit H and all of such agreements are in full force and effect. To the Co
he address of the last holder of such Securities who has so furnished an address to the Company or (c) if to the Company, at the following address: AdFin Solutions, Inc. 10 East 53rd Street, 37th Floor New York. NY 10022 Attn: Jeanne Houweling, CEO with a copy to: DLA Piper LLP (US) 2000 University Avenue
ling was recently hired as President and Chief Executive Officer of the Company and is in the process of signing a form of Assignment of Inventions, Non-Disclosure and Non-Compete Agreement. The Company has brought on several new advisors and employees all of whom have either signed or are in the process of s
CEPTIONS In connection with that certain Series A Preferred Stock Purchase Agreement, dated as of December 28, 2012 (the "Agreement"), by and among AdFin Solutions, Inc. (the "Company") and each of the Purchasers named therein, the Company hereby delivers this Schedule of Exceptions to the Company's representa
ly brought on several new advisors and employees all of whom have either signed or are in the process of signing a form of Assignment of Inventions, Non-Disclosure and Non-Compete Agreement. WES1‘244097482.2 3 EFTA00289525 Schedule 2(m) Material Contracts and Obligations Executive Employment Agreement, b
ecember 26, 2013 In connection with that certain Note Purchase Agreement, dated as of December 26, 2013 (as amended, the "Agreement"), by and among AdFin Solutions, Inc. (the "Company") and the Investor named therein, the Company hereby delivers this Schedule of Exceptions to the Company's representations and
y. 3.12 Employees. Each current and former employee, officer and consultant of the Company has executed and delivered an Assignment of Inventions, Non-Disclosure and Non- Compete Agreement in substantially the form attached hereto as Exhibit H and all of such agreements are in full force and effect. To the Co
he address of the last holder of such Securities who has so furnished an address to the Company or (c) if to the Company, at the following address: AdFin Solutions, Inc. 10 East 53rd Street, 37th Floor New York NY 10022 Attn: Jeanne Houweling, CEO with a copy to: DLA Piper LLP (US) 2000 University Avenue
Entities connected to both Non-Disclosure and AdFin Solutions

George Mitchell
PERSONJonathan Leitersdorf
PERSON
David J. Mitchell
PERSON
Jeffrey Epstein
PERSONJeanne Houweling
PERSON
Eric Holder
PERSONthe State of New York
LOCATIONMatt Oshinsky
PERSONSouthern Trust Company
ORGANIZATIONNon-Compete Agreement
ORGANIZATIONGil Mandelzis
PERSONEast Palo Alto
LOCATIONDLA Piper LLP
ORGANIZATION
Tom Glocer
PERSONFirst Refusal
ORGANIZATIONRichard Kirshenbaum
PERSONan Assignment of Inventions
ORGANIZATIONthe Disclosure Schedule
ORGANIZATIONAssignment of Inventions
ORGANIZATION
United States
LOCATION