Epstein Secrets

ctus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the foltoaong infonnation for Pershing's 2014 /RS Forms 1099 (8, DIV, INT, ()ID and MISC): Your form 1099 will be delivered as early as possible, beginning January 31, 2015. By February 17

of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an allocation. Securities regist

cordance with an impartial lottery process. When an issuer initiates a partial cab of securities, the depository holding such securities (typically, the Depository Trust Clearing and Corporation, or DTCC) conducts an impartial, computerised lottery using an incremental random number technique to determine the allocation of called securities

rmined by the Secretary of the Treasury. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. M essa es Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are no

of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an allocation. Securities regist

cordance with an impartial lottery process. When an issuer initiates a partial caN of securities, the depository holding such securities (typically, the Depository Trust Clearing and Corporation. or DTCC) conducts an impartial, computerized lottery using an incremental random number technique to determine the allocation of called securities

ur tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provid

y of any trading unit held by an account being selected as called n a partial call is proportional to the total number of trading units held through Pershing. Page 6 of 13 Account lumber. SOLTI-ERA TRUSTCOAIPAAYIAC Go paperless 4 ,.........,,,.,. „., V..tnj P'•••••,.. G!. • wobli 4)•••••L CONFIDENT

ordance with an impartial lottery process. When an issuer initiates a partial call of securities, the depository holding such securities (typically, the Depository Trust Clearing and Corporation, or DTCC) conducts an impartial, computerized lottery using an incremental random number technique to determine the allocation of called securities

tus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the folloiving information for Pershing's 2014 IRS Forms 1099 (a DIV, INT, OID and MISC): Your form 1099 WU be delivered as early as possible, beginning January 31, 2015. By February 17, yo

of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an allocation. Securities regist

ordance with an impartial lottery process. When an issuer initiates a partial call of securities, the depository holding such securities (typically, the Depository Trust Clearing and Corporation, Of DTCC) conducts an impartial, computerized lottery using an incremental random number technique to determine the allocation of caned securities t

ctus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the folfoiwng information for Pershing's 2014 IRS Forms 1099 (8, DIV, INT, O(0 and MI$C). Your form 1099 will be delivered as early as possible, beginning January 31, 2015. By February 17,

this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340. Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer initiates a

ordance with an impartial lottery process. When an issuer initiates a partial call of securities, the depository holding such securities (typically, the Depository Trust Clearing and Corporation. or DTCC) conducts an impartial, computerized lottery using an incremental random number technique to determine the allocation of called securities

be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall n

y of any trading unit held by an account being selected as called in a partial cal is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an allocation. Securities regist

cordance with an impartial lottery process. When an issuer initiates a partial caN of securities, the depository holding such securities (typically, the Depository Trust Clearing and Corporation, or DTCC) conducts an impartial, computerized lottery using an incremental random number technique to determine the allocation of called securities

at are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 16. 2015. Pershing's Impartial Lottery Process: Partial Calls Information about Pershing's impartial lottery process can be found on pershing.corrilbusiness_continuity

ordance with an impartial lottery process. When an issuer initiates a partial call of securities, the depository holding such securities (typically, the Depository Trust Clearing and Corporation, or DTCC) conducts an impartial, computerized lottery using an incremental random number technique to determine the allocation of called securities