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financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of ev
1776, Baltimore, MD 21203 Important Information and Disclosures (continued) January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)
Every Year Since 2007 OMAR MTIOCOMPAVNICA71076 EXCELLENCE Page 7 of 7 Mitts R•e•gh Pots UM • wholly awed subtle:run of The Bakal Ni. Yort Make Comer/Mon (INY Mellen) PCISrat U.C. member AURA. NYSE SIPC DB-SDNY-0082954 SDNY_GM_00229138 EFTA01383259
financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of ev
1776, Baltimore, MD 21203 Important Information and Disclosures (continued) January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All o
llent Every Year Since 2007 OMAR MTIOCOMPAVNICA71076 EXCELLENCE Mitts through Pentabos UM • wholly awed subtle:run of The Bakal Ni. Yort Mellow Comer/Mon (WY Mellen) PCISrat U.C. member AURA. NYSE SIPC DB-SDNY-0084262 SDNY_GM_00230446 EFTA01384192
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as princ
itellent Every Year Since 2007 OMAR MTIOCOMPAVNICA71076 EXCEUDKE Mitts through PenabostILC. • wholly awed subtle:run of The Bakal Ni. Yert Make Comer/Mon (eNY Melon) PCISrat U.C. member AURA. NYSE SIPC DB-SDNY-0082972 SDNY_GM_00229156 EFTA01383277
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as princ
itellent Every Year Since 2007 OMAR MTIOCOMPAVNICA71076 EXCEUDKE Mitts through PenabostILC. • wholly awed subtle:run of The Bakal Ni. Yert Make Comer/Mon (eNY Melon) PCISrat U.C. member AURA. NYSE SIPC DB-SDNY-0065546 SDNY_GM_00211730 EFTA01371950
closures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
ted Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE Clucks Weeugh Psn UM. • wholly subsidurey of The Bakal New Yort Mellon Comer/Mon (WY MAW PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0065591 SDNY_GM_00211775 EFTA01371994
closures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
ed Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELIDKE MISR R•o•h S. UC. • wholly o•n,d subsidurey of The Bakal New Yort Mellon Comer/Mon (BNY MAW PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0083017 SDNY_GM_00229201 EFTA01383322
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as princ
tellent Every Year Since 2007 OMAR MTIOCOMPAVNICA71076 EXCEUDKE Marts through PentaboOLC. a wholly awed subsifurey of The Bakal Ni. Yort Mellow Comer/Mon (eNY Mellen) PCISrat U.C. member AURA. NYSE SIPC DB-SDNY-0083122 SDNY_GM_00229306 EFTA01383414
eceived 5150,250.00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Fixed income Analysis Bond Quality %of Bond Bond Quality Market Value Markel Value Percen
wefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 FRULIDICE MISR Meech Penabos rat. a wholly ~red subtle:run of The Bakal Ni. Yort Mellon Comer/Mon (WY Mellen) PCISrat LLC. motto( AURA. NYSE Si?C DB-SDNY-0065659 SDNY_GM_00211843 EFTA01372060
closure: The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
ed Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELIDKE MISR Reach S. UM. • wholly ofmnl subsidurey of The Bakal New Yort Mellon Comer/Mon (BNY MAW PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0065676 SDNY_GM_00211860 EFTA01372076
tinued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by th
ted Excellent Emy Year Since 2007 0708AR RAMO COMPAVNICA71076 EXCE DK( Marrs through Pentabos (W.owlish sward subsifun of The BIS al Na. YM Man Comer/Mon (WY MAW PCISrat LLC. mutt( AURA. NYSE SIPC DB-SDNY-0083155 SDNY_GM_00229339 EFTA01383447
Entities connected to both Pershing and Comer/Mon
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONPCISrat LLC
ORGANIZATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSONJersey City
LOCATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATION
FDIC
ORGANIZATIONSouthern Trust Company
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATION
Mellon
ORGANIZATIONMartin Zeman
PERSONMellen
PERSON
Angela Merkel
PERSON