4
Shared Docs
4
Same-Page
5 / 4
Mentions
financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of ev
1776, Baltimore, MD 21203 Important Information and Disclosures (continued) January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)
Since 2007 OMAR MTIOCOMPAVNICA71076 EXCELLENCE Page 7 of 7 Mitts R•e•gh Pots UM • wholly awed subtle:run of The Bakal Ni. Yort Make Comer/Mon (INY Mellen) PCISrat U.C. member AURA. NYSE SIPC DB-SDNY-0082954 SDNY_GM_00229138 EFTA01383259
closures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution, Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
ry Year Since 2007 OMAR MITOCOMPAVNICA71075 EXCELLENCE MISR through Penabos UM. • wholly road subsifurey of The Bakal Ni. Yert Melba Comeration (INY Mellen) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0083118 SDNY_GM_00229302 EFTA01383410
t Processed section of your statement for more details. 3 The cod basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 2 Pershing has received updated cost basis information, therefore cost basis provide
Year Since 2007 070BAR RATIO COMPAVNICA71076 EXCELIDKE MISR through Penabos UM. • wholly *ad subsifurey of The Bakal Ni. Yort Mellon Comeration (INY Mellen) PCISrat LLC. mutt( AURA. NYSE SIPC DB-SDNY-0083171 SDNY_GM_00229355 EFTA01383463
be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall n
Year Since 2007 070BAR RATIO COMPAVNICA71076 EXCELLENCE MISR through Penabos UM. • wholly awed subsifurey of The Bakal Ni. Yore Make Comeration (INY Mellen) PCISrat LLC. mutt( AURA. NYSE SIPC DB-SDNY-0083186 SDNY_GM_00229370 EFTA01383478
Entities connected to both Pershing and INY Mellen
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONPCISrat LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATION
Jeffrey Epstein
PERSONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATION
FDIC
ORGANIZATIONThe European Central Bank
ORGANIZATIONMartin Zeman
PERSONComer/Mon
ORGANIZATIONYour Investment Specialist
ORGANIZATIONJEEPERS INC
ORGANIZATION