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NCIAL LW The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
UANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go pwr1ess way, MINIM' 4 Rar•d Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM. • wholly road subtle:run of The BIS al New Yort Medan Comeration OM MAW PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0082946 SDNY_GM_
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paper less SNOUT 401INNY 4 Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM. R wholly road subsidurey of The Bakal Ni. Yert Melba Comeration (WY Melon) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0082958 SDNY_
CIAL LLC The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
UANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go pwr1ess way, MINIM' 4 Rar•d Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM. • wholly road subtle:run of The BIS al New Yort Medan Comeration (BNY Mellen) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0082961 SD
NCIAL LW The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
UANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go pwr1ess way, MINIM' 4 Rar•d Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM. • wholly road subtle:run of The BIS al New Yort Melba Comeration OM MAW PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0065520 SDNY_GM_
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paper less SNOUT 401INNY 4 Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM. R wholly road subsidurey of The Bakal Ni. Yert Melba Comeration (WY Melon) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0065532 SDNY_
CIAL LLC The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
UANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go pwr1ess way, MINIM' 4 Rar•d Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM. • wholly road subtle:run of The BIS al New Yort Melba Comeration (BNY Mellen) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0065535 SD
A NY INC The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
R. CRIM. P. 6(e) CONFIDENTIAL Page 7 of 9 Go pwr1ess way, MINIM' 4 Rated Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM.•• wholly road subtle:run of The BIS al New Yort Menai Comeration (BNY Melon) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0065642 SDN
A NY INC The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
UANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go pwr1ess way, MINIM' 4 Rated Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM. • wholly road subtle:run of The east al New Yort Macs Comeration (BNY Mellen) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0083142 SD
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paper less SNOUT 401INNY 4 Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM. • wholly road subsidurey of The Bakal Ni. Yert Menai Comeration (WY Melon) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0084266 SDNY_
A NY INC The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
R. CRIM. P. 6(e) CONFIDENTIAL Page 7 of 9 Go pwr1ess way, MINIM' 4 Rated Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM.•• wholly road subtle:run of The BIS al New Yort Menai Comeration (BNY Melon) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0084376 SDN
Entities connected to both Pershing and MISR Reach
Pershing LLC
ORGANIZATIONPCISrat LLC
ORGANIZATION
Baltimore
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATIONSouthern Trust Company
ORGANIZATIONThe European Central Bank
ORGANIZATIONMartin Zeman
PERSONBNY Melon
ORGANIZATION