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financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of ev
1776, Baltimore, MD 21203 Important Information and Disclosures (continued) January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All o
DENTIAL Page 7 of 7 Go paperless ASX &IOW t.DItivtorr Rated Eitellent Every Year Since 2007 OMAR MTIOCOMPAVNICA71076 EXCELLENCE Mitts through Pentabos UM • wholly awed subtle:run of The Bakal Ni. Yort Mellow Comer/Mon (WY Mellen) PCISrat U.C. member AURA. NYSE SIPC DB-SDNY-0084262 SDNY_GM_00230
oration. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars
CONFIDENTIAL Go paperless MOUE t.CCIVUrf Rated ntellent Every Year since 2007 OMAR MITOCOMPAVNICA71O75 EXCELIDICE Page 7 of 16 Marts through Pentabos UM. • wholly *ad subsifun of The Bakal Ni. York Mellon Corporation MAW PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0065684 SDNY_GM_00211868 EF
tinued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by th
. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless ALX AtC4O Rated Excellent Emy Year Since 2007 0708AR RAMO COMPAVNICA71076 EXCE DK( Marrs through Pentabos (W.owlish sward subsifun of The BIS al Na. YM Man Comer/Mon (WY MAW PCISrat LLC. mutt( AURA. NYSE SIPC DB-SDNY-0083155 SDNY_GM_00229339 EFTA013
oration. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars
CONFIDENTIAL Go paperless MOUE t.CCIVUrf Rated ntellent Every Year since 2007 OMAR MITOCOMPAVNICA71O75 EXCELIDICE Page 7 of 16 Marts through Pentabos UM. • wholly *ad subsifun of The Bakal Ni. York Mellon Corporation MAW PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0083184 SDNY_GM_00229368 EF
be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall n
e) CONFIDENTIAL Page 12 of 18 Go paperless smont4IllNOW Rated Utellent Even. Yew Since 2007 OMAR MITOCOMPAVNICA71075 EXCELIDKE Marts through Pentabos UM. a wholly *ad subsifun of The BIS al Ni. York Melba Comer/Mon OINY MAW PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0084390 SDNY_GM_00230574
oration. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars
FIDENTIAL Go paperless AIX MOUE t.CCIVUrf Rated ntellent Every Year Since 2007 OMAR MITOCOMPAVNICA71O75 EXCELLENCE Page 7 of 16 Marts through Pentabos UM. • wholly *ad subsifun of The Bakal Ni. York Make Corporation OINY MAW PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0084418 SDNY_GM_00230602
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