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n~. Ita be, Statement Period: 12/01/2014 • 12/3112014 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 6 The Current Face value represents the outstanding principal balance of the underly
r AZZTS.="0...7.r.te SDNY_GM_00047990 OB-SDNY-0010814 EFrA_00158599 EFTA01290627 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is
of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation Securities register
7 DAUM. RAT COMMUNICATIONS rxenurtaer L.a SDNY_GM_00047929 OB-SDNY-0010753 EFrA_001 58538 EFTA01290566 Deutsche Asset & Wealth Management P.O. Om 1778, fla!ammo, MD 21203 Portfolio Holdings (continued) ()nacre. Bana Pnur. YhyIr m7mgental Mains CO•ene GK.." Otrisch7 Secteftes New brir011t• 34%
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be verified using all of your own records. In particular, there may be other adjustments which you need to make. but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall n
M. P. 6(e) THERA N SDNY_GM_00046005 OB-SDNY-0008828 EFTA_00156614 EFTA01288977 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your !martial organization's contact information can be found on the first page of this statement. Pershing's contact information is
ONS oar. 2=a...rt.= . — "ao= tom to•A Plat SDNY_GM_00048014 OB-SDNY-0008838 EFTA_00156623 EFTA01288986 Deutsche Asset & Wealth Management P.O. Om 1778, larnore. MD 21203 Portfolio Holdings (continued) Date Acquired Equities (continued) Preferred Stocks (Listed by expiration date) ALLY FINL INC
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rmined acquired on or after January 1, 2014. 13 The cost basis of this security has been provided to us by the delmenng km or transferring agent and Pershing makes no representation as to the accuracy of this information. Pap 4 of 9 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) nriprwriAL Account Nu
RIM. P. 69:06THERN csoln DALTITIA rxesar NCI SCINCGM_00046966 DB-SDNY-0009790 EFTA_00 157575 EFTA01289938 Deutsche Asset & Wealth Management P.O. Om 1778, Bahimore, MD 21203 Your Account Information Oevicev Ram Pon. west n mywrian minim Codrom 68m, ocaum opt smokes Mew *4 Cato HS out *son 26th Hew
Sponsored
Mutual Connections (61)
Entities connected to both Pershing and P.O. Om 1778
Pershing LLC
ORGANIZATION229 w/ Pershing·3 w/ P.O.
the State of New York
LOCATION164 w/ Pershing·3 w/ P.O.
Legal Department
ORGANIZATION153 w/ Pershing·2 w/ P.O.
the Pershing Customer Service Department
ORGANIZATION126 w/ Pershing·3 w/ P.O.
Jersey City
LOCATION125 w/ Pershing·2 w/ P.O.
the Options Clearing Corporation
ORGANIZATION99 w/ Pershing·3 w/ P.O.
Money Market Fund
ORGANIZATION95 w/ Pershing·2 w/ P.O.
Client Service Information
ORGANIZATION58 w/ Pershing·2 w/ P.O.
THE FEDERAL RESERVE SYSTEM
ORGANIZATION44 w/ Pershing·2 w/ P.O.
Jeff Sessions
PERSON43 w/ Pershing·2 w/ P.O.
THE CLEARING FACILITY
ORGANIZATION42 w/ Pershing·2 w/ P.O.
THE BOARD OF GOVERNORS OF
ORGANIZATION42 w/ Pershing·2 w/ P.O.
Pie Chart
ORGANIZATION42 w/ Pershing·2 w/ P.O.
CUSTOMS
ORGANIZATION41 w/ Pershing·2 w/ P.O.
TAXABLE
ORGANIZATION40 w/ Pershing·2 w/ P.O.
USAGES
ORGANIZATION40 w/ Pershing·2 w/ P.O.
ON PERSHING'S
ORGANIZATION39 w/ Pershing·2 w/ P.O.
Ghislaine Maxwell
PERSON37 w/ Pershing·3 w/ P.O.
INDEBTED TO PERSHING LLC
ORGANIZATION33 w/ Pershing·2 w/ P.O.
Account Value
ORGANIZATION31 w/ Pershing·3 w/ P.O.