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ur tax advisor in the preparation of your tax returns. 3 The cost basis of Ibis security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo fhe accuracy of fhis information. 5 Unrealized gains and losses are not reported for securities for which cost basis o
rvices offered by or through Financial Institution and/ or Pershing or any financial information I/we may have provided to Financial Institution and Pershing. l/ we understand that Financial Institution and Pershing, LLC may contact the named Trusted Contact Person(s) if there are questions/ concerns about
oviding Trusted Party information to my broker or advisor for electronic capture, l/ we authorize the named Financial Institution and Pershing LLC ("Pershing') and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact person(
O/ DALLAS RATED COMMUNICATIONS OCILLUICI Char/ft Stough Pershing LLC. • Sbaly coned paskliary of the Barka Now Yea Melba Corporation (SNY Mace) Ptrshine 11C. merit.. FINRA.64,1 YeLelt00046326 DB-SDNY-0009150 EFIA_00156935 EFTA01289298 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 Dtutviv.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LI_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted Important Arbitration Disclosures • A
our tax advisor in the preparation of your tax returns 3 The cost basis of this security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo the accuracy of this information. 5 Unrealized gains and losses are not reported for securities for which cost basis o
O Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) kpril 1,2017 - April 30,2017 SOUTHERN FlNA NCIALLLC The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is
ICt 2C0/ DALBAR RA ID COMMUNICATIONS actinic Cleating throush haft LC, Sway owned adnicliory of tlw Bark of New Yak Mellon Corporation (ON lim) Ptrshine 11C. meYndx Me . FINRA.AW 00046343 DB-SDNY-0009167 EFTA_00 156952 EFTA01289315 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 SOUTHERN FINA
e year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 12 Pershing has received updated cost basisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LI_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted Important Arbitration Disc
providing Trusted Party information to my broker or advisor for electronic capture, Uwe authorize the named Financial Institution and Pershing LLC ("Pershing') and their affiliates to share my nonpublic personal information* held at Financial Institution and Pershing with the named trusted contact person(
Sect 2C0/ DALBAR RATED CONMUNICATTOP6 trauma Owing through haft auto a Many owned adosidiory of **Bark a New Yak Melon Corporation (MY Melee) Ptrshine 11C. menix. FINRA.Altr NE&M_00047162 DB-SDNY-0009986 EFTA_00 I5777 I EFTA01290031 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Ho
Received 56,520 00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. CONFIDENTIAL — PURSUANT TO FED. R CRIM, P. 6(e) Page 15 of 19 CONFIDOWAL-4 Wed ficellent her
ts under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LI_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: Page -.8 of 19 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDWI
2C0 DAUM RATED COMMUNICATORS MELLING( Owl** through Pesti{ Lit. a Mr" anal starry of tlw Bank of Nim York Ateltiv Corporation0NY MS) 00046430 Ptrshine 1.1C. merit. ontoefiRtiieGM_ DEI-SDNY-0009254 EFTA_00157039 EFTA01289402 Fixed IncomeAnalysis Bond Quality Bond Nobly A BAA BAI Lower Not
Entities connected to both Pershing and Ptrshine
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
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Deutsche Bank
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONPie Chart
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CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
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