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ur tax advisor in the preparation of your tax returns. 3 The cost basis of Ibis security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo fhe accuracy of fhis information. 5 Unrealized gains and losses are not reported for securities for which cost basis o
rvices offered by or through Financial Institution and/ or Pershing or any financial information I/we may have provided to Financial Institution and Pershing. l/ we understand that Financial Institution and Pershing, LLC may contact the named Trusted Contact Person(s) if there are questions/ concerns about
oviding Trusted Party information to my broker or advisor for electronic capture, l/ we authorize the named Financial Institution and Pershing LLC ("Pershing') and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact person(
— PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. Rated (scant Cron Year Sffice 2CO/ DAL/AR RATED COMMUNICATIONS occautia Owing through hat's LAC. a Sbany owned stinicliary of **Bark of New Yak Mellon Corporation (OM Melee) Pershing Lit...sends FINRA.AW Si0LAM_00046310 DB-SDNY-0009134 EFTA_00156919
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LI_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted Important Arbitration Disclosures • A
our tax advisor in the preparation of your tax returns 3 The cost basis of this security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo the accuracy of this information. 5 Unrealized gains and losses are not reported for securities for which cost basis o
O Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) kpril 1,2017 - April 30,2017 SOUTHERN FlNA NCIALLLC The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is
SUANT TO FED. R. CRIM. P. 6(e) CONFIDg L4- Riltd (•02141/4 be, Yea. Since 2CO/ DAllA4 RATED COMMUNICATIONS camera Cloning trough Pershing LC. a Sbany owned stAxidiary of WeBarka New Yak Melon Corporation (/NY WOW Petshing11C.rnentt. FINRA.E*PICPM_00046331 DB-SDNY-0009155 EFTA_00 156940 EFTA01
e year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 12 Pershing has received updated cost basisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LI_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted Important Arbitration Disc
providing Trusted Party information to my broker or advisor for electronic capture, Uwe authorize the named Financial Institution and Pershing LLC ("Pershing') and their affiliates to share my nonpublic personal information* held at Financial Institution and Pershing with the named trusted contact person(
R. CRIM. P. 6(e) CO NFID MitfAL •••••lif Rated (scene% Cron Year Sffice MO/ DALIAR RA TED COMUNICADONS actifuta Cloatins through Perstars LC, Sbany owned stinicliary a theBark a New Yak Mellon Corporation (IINY PASO Pershing Lit. mtnis MiRA.VAPteteM-00047165 DB-SDNY-0009989 EFTA_00157774 EF
Entities connected to both Pershing and Sbany
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATION
Deutsche Bank
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATION