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e year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 12 Pershing has received updated cost basisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LI_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted Important Arbitration Disc
providing Trusted Party information to my broker or advisor for electronic capture, Uwe authorize the named Financial Institution and Pershing LLC ("Pershing') and their affiliates to share my nonpublic personal information* held at Financial Institution and Pershing with the named trusted contact person(
Escoilent Emmy Year Since 2007 DALIAR RATED COMMUMCATI0NS LIMA INCE Clewing liner ti des LLC nob* evened Moldier! of TM kale a Newt Vat Mellon Carponban (MY Mellon) Per ihnx 11.C. mtett• FINRA.EIANYLEIGM_ 00047152 DB-SDNY-0009976 EFrA_00157761 EFTA01290021 PA Deutsche Bank P.O. Box 1776, Baltim
ur tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo the accuracy of this information. e The Current Face value represents the outstanding principal balance of the underly
O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) July 1,2018 - July 31, 2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is
2C 25 L Rated ticellent Clewing emir Pagel% I1C a %AM/0mM bay Year Since 2007 Moldier, of TItt oak el Mew Vat Mellon DALIAR WM COMMUNICATIONS Carponban My Mellon) EXCILLUKt Per I linx 11.C. mtntan FINRA.SIVVELGM-00046586 DB-SDNY-0009410 EFrA_00 I 57195 EFTA01289558 a Deutsche Bank P.O. Box 1
new cost basis reported in this section. 0 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. CONFIDENTIAL — PURSUANT TO FED. R CRITA. P. 6(e) Account N:02 umber CONFIDOP Page
ed [Amnion tray Yew Since 2007 DM MR WV) COMMUNICATIONS EXCELLENCE Clewing Omagh Pagan LLC. a *lay evened sobildlary a The kek a New Yak Mellon Carponban any Mellon) Perfhnx 11.C.mtelter rtivektrM4VeteM_00046750 013-SDNY-0009574 EFTA_00157359 EFTA01289722 a Deutsche Bank P.O. Box 1776, Baltimore
Entities connected to both Pershing and Carponban
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONClient Service Information
ORGANIZATION
Deutsche Bank
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONPie Chart
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATION