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rocess this account transfer. For an internal transfer (for instance, a transfer of assets between two introducing broker-dealers who clear through Pershing) the statement is not required. I. RECEIVING FIRM INFORMATION (Only one per form) ■ Provide your Pershing account number. ■ Provide your Social S
oducing broker-dealers who clear through Pershing) the statement is not required. I. RECEIVING FIRM INFORMATION (Only one per form) ■ Provide your Pershing account number. ■ Provide your Social Security Number (SSN) or Tax Identification Number (TIN) ■ If the account is a joint account, provide the SS
recent statement is necessary to process only one) (Skip to Section VI) IN SECTION IV (Liquidations are not for EXCEPT FOR THE ASSETS LISTED IN SECTION IV, EFTA01464627 Account # N4G-023812 IV. PARTIAL TRANSFERS, DIRECT MUTUAL FUNDS AND LIQUIDATIONS (If there are more than eight assets, attach a si
rocess this account transfer. For an internal transfer (for instance, a transfer of assets between two introducing broker-dealers who clear through Pershing) the statement is not required. I. RECEIVING FIRM INFORMATION (Only one per form) ■ Provide your Pershing account number. ■ Provide your Social S
oducing broker-dealers who clear through Pershing) the statement is not required. I. RECEIVING FIRM INFORMATION (Only one per form) ■ Provide your Pershing account number. ■ Provide your Social Security Number (SSN) or Tax Identification Number (TIN) ■ If the account is a joint account, provide the SS
recent statement is necessary to process only one) (Skip to Section VI) IN SECTION IV (Liquidations are not for EXCEPT FOR THE ASSETS LISTED IN SECTION IV, EFTA01464636 Account # N4G-023804 IV. PARTIAL TRANSFERS, DIRECT MUTUAL FUNDS AND LIQUIDATIONS (If there are more than eight assets, attach a si
rocess this account transfer. For an internal transfer (for instance, a transfer of assets between two introducing broker-dealers who clear through Pershing) the statement is not required. I. RECEIVING FIRM INFORMATION (Only one per form) ■ Provide your Pershing account number. ■ Provide your Social S
oducing broker-dealers who clear through Pershing) the statement is not required. I. RECEIVING FIRM INFORMATION (Only one per form) ■ Provide your Pershing account number. ■ Provide your Social Security Number (SSN) or Tax Identification Number (TIN) ■ If the account is a joint account, provide the SS
recent statement is necessary to process only one) (Skip to Section VI) IN SECTION IV (Liquidations are not for EXCEPT FOR THE ASSETS LISTED IN SECTION IV, EFTA01464642 Account # N4G-023812 IV. PARTIAL TRANSFERS, DIRECT (If there are more than eight QUANTITY ASSET DESCRIPTION 96,088.87 2,200 US
Entities connected to both Pershing and SECTION IV
JERSEY CITY
LOCATIONPartial Transfer
ORGANIZATIONNYSE Rule 412
ORGANIZATIOND. BANK
ORGANIZATIONB. DRS
ORGANIZATIONthe Delivering Firm Named Above
ORGANIZATIONu Pershing LLC
ORGANIZATIONJT—(Joint
ORGANIZATIONBC—(Bank Custody
ORGANIZATION