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. YOu receive the current market puce after your transfer request is received, reviewed, and determined to be in good order by the delivering firm. Pershing is not responsible for market fluctuations or delays n the review process. DRS items cannot be liquidated. 2 II this is a mutual fund transfer and
PHONE NUMBER: SIGNATURE GUARANTEED BY: CUSIP" belongs to its respective owner. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL 09 PWM 059/ I10/C0) Patio 3 of 3 DB-SDNY-0028940 SDNY_GM_00 175124 EFTA01343950
. YOu receive the current market puce after your transfer request is received, reviewed, and determined to be in good order by the delivering firm. Pershing is not responsible for market fluctuations or delays n the review process. DRS items cannot be liquidated. 2 II this is a mutual fund transfer and
PHONE NUMBER: SIGNATURE GUARANTEED BY: CUSIP" belongs to its respective owner. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL 09 PWM 059/ I10/C0) Patio 3 of 3 DB-SDNY-0031207 SDNY_GM_00 177391 EFTA01345094
. YOu receive the current market puce after your transfer request is received, reviewed, and determined to be in good order by the delivering firm. Pershing is not responsible for market fluctuations or delays n the review process. DRS items cannot be liquidated. 2 II this is a mutual fund transfer and
PHONE NUMBER: SIGNATURE GUARANTEED BY: CUSIP" belongs to its respective owner. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL 09 PWM 059/ I10/C0) Patio 3 of 3 DB-SDNY-0031204 SDNY_GM_00 177388 EFTA01345091
. YOu receive the current market puce after your transfer request is received, reviewed, and determined to be in good order by the delivering firm. Pershing is not responsible for market fluctuations or delays n the review process. DRS items cannot be liquidated. 2 II this is a mutual fund transfer and
PHONE NUMBER: SIGNATURE GUARANTEED BY: CUSIP" belongs to its respective owner. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL 09 PWM 059/ I10/C0) Patio 3 of 3 DB-SDNY-0031201 SDNY_GM_00 177385 EFTA01345089
Entities connected to both Pershing and PWM 059/ I10/C0