Epstein Secrets

776, Baltimore, MD 21203 Import ant Information and Disclosures (continued) November 1,2018 - November 30,2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) it any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in

uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co

EFTA_001603 I 7 EFTA01291803 Deutsche Bank P.O Box 1776, Baltimore, MD 212O3 NI essages (continued) November 1,2018 - November 30,2018 5OUTH ERN FINANCIAL LLC Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For discl

ctus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the folfoiwng information for Pershing's 2014 IRS Forms 1099 (8, DIV, INT, O(0 and MI$C). Your form 1099 will be delivered as early as possible, beginning January 31, 2015. By February 17,

this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340. Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer initiates a

ts a similar, computer-generated random lottery. The lottery determines the accounts that will be selected and the Page 3 of 9 Account Numb SO II- ERN FINANCIAL LLC (so i)aperless CI utl, P...4. 41/“!. • .0-4 cp••••••.•,..oinvy CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050918 CONFIDENTIAL S

s/money-market-funds-yields jsp Please rote that all money market funds listed on the website may not be offered through us. Important Reminder for Pershing's 2013 IRS Forms 1099 (B, DIV, INT, 010 and MISC): As a reminder, by February 18, you will receive either your 1099 form on special Pending 1099 Noti

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ur tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 6 Unrealized gains and losses are not reported for securities for which cost basis o

livering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Account Number: N4G-023804 SO LTI- ERN FINANCIAL LLC Go paperless .V" ASO V-E OtLinitv Rot 4 E Went f rrry Yaw tone,' .},007 [NAGAR RATED COMMON ICATK,I6 eXallENC? Page 10 of 21 a«ti..: •••••f

trate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey Cky, New Jersey 07399; (201) 0134330. Page 20 of 21

: Pershing LLC, Legal Department, One Pershing Plaza, Jersey Cky, New Jersey 07399; (201) 0134330. Page 20 of 21 Account Number N4G.023804 SO LTI- ERN FINANCIAL LLC Cio paperless ACK *AO C Oti.r.ter 'total EV.Ient f view Yaw tone,' .}001 _j. [NAGAR RATED COMMON ICATK,I6 rxcntn.cr Cl••••••.: •••••ftra IP