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776, Baltimore, MD 21203 Import ant Information and Disclosures (continued) November 1,2018 - November 30,2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) it any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
2007 DAISAR WED commumourctis EX(QLCNCC Owing through Pasting PIC. a %Sony owned subsidiary a The Bonita New York Mellon Cannatim (1111Y Melon) Penhas lltrnente. Filiatctirietel_ 00049766 DB-SDNY-0012590 EFTA_00160375 EFTA01291861 Import ant Information and Disclosures (continued) Important Arb
RAI ID COMMUNCATICOS EXCIIMICIE Page 7 of 8 Oaring IMO. Pathan Ltd, a wbolly owned subothary Ilie &onkel New York Mellon Carpontim (MY Mellon) Penhas utinerrte f lottAl4IYAELGM_000497 DB-SDNY-00 12598 EFTA_00 I 60383 EFTA01291869 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTION
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
oviding Trusted Party information to my broker or advisor for electronic capture, I! we authorize the named Financial Institution and Pershing LLC ("Pershing") and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact person(
ry Yaw Since 2007 DAWN MI ED COMMUNCATIM EXCULENCC Owing tlwonsh Patti PIC • Slay craned subsidiary SIMUnita New York Melba Colnatkie (MY Meta) Penhas 4C. wow**, FitiRAAWYMPA_00049823 DB-SDNY-0012647 EFTA_00160432 EFTA01291903 Schedule of Realized Gains and Losses Current Period (continued) W h
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Account Bombe C noes .. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDO. L Rate
Since 1007 DAIJAR MT ED COMMUNICATIC4.5 EXCCUENC Owing through ks% PIC • sadly weed subsidiary a The Bonita New Yak Who Corpontim (MY Mellor° Penhas 'wets( itatatiAttlacioung DIEI-SDNY-0010615 EFTA_00158400 EFTA01290428 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Your Account I nfor mat
Entities connected to both Pershing and Penhas
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATION
FDIC
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATION