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ur tax advisor in the preparation of your tax returns. 3 The cost basis of Ibis security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo fhe accuracy of fhis information. 5 Unrealized gains and losses are not reported for securities for which cost basis o
rvices offered by or through Financial Institution and/ or Pershing or any financial information I/we may have provided to Financial Institution and Pershing. l/ we understand that Financial Institution and Pershing, LLC may contact the named Trusted Contact Person(s) if there are questions/ concerns about
oviding Trusted Party information to my broker or advisor for electronic capture, l/ we authorize the named Financial Institution and Pershing LLC ("Pershing') and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact person(
FED. R CRIM. P. 6(e) BO 13 024 2CSF3 CO0 0 N25FIDO. L Estimated Annual Income $3,424,819.41 Estimated Yield Page 1) of 3' Rabid hottlent Clewing through Pagel% I1C *aka/ owned (very Year Since 2007 Molar! of The kalcoMer Vat Mellon DALIAR RATIO COMMUNICATIONS CancratIon ('NY Mellon) LICIL
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
Baltimore, MD 21203 Important Information and Disclosures (continued) I oven', ber t 2017 - November 30,2017 I EPSTEIN VIRGIN ISLANDS The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is
FIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 .•.,, CONFID L- Rated ballet (wry Yea Stitt 2007 DALIARRAIED COMMUNICATIO16 00:01DOCE Clewing 'Sough hails LI.C. • Sway sad subsidiary ol the Sank of New York Mellon C.:vanities (VW Menem) Pentwo LIX FINRAWORPM—°°°49° 12 DB-SDNY-0011836 E
new cost basis reported in this section. 0 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. CONFIDENTIAL — PURSUANT TO FED. R CRITA. P. 6(e) Account N:02 umber CONFIDOP Page
a, Jersey City, New Jersey 07399; CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) AeCounl MIN C M IUM ag CONFID L Page 23 of 23 Rated Galls. Clewing through Pasha,. LLC. a %lag owned bery Year Since 2007 sebsidiary of The Mak col Mew York Mellon DAUM PATEDCOMMUNICATIONS Corporation (ltly &Woo)
Entities connected to both Pershing and Clewing
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATION
Deutsche Bank
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATION