3
Shared Docs
3
Same-Page
5 / 3
Mentions
ed acquired on or after January 1, 2014. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your in
rring agent and Pershing makes no representation as to the accuracy of this information. M essages Pursuant to the Securities Exchange Act of 1934, Pershing (IC (Pershing), a BNY Mellon company, provides individual investors pith certain financial information on a semi-annual basis. Pershing's June State
of some arbitration forums may impose time limits for bringing a darn in arbitration. In some cases, a claim that is ineligible fa arbitration may be Nought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
asily determined acquired on or after January 1, 2014. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. M essa es Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are no
AL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012457 EFTA_OO16O242 EFTA01291728 Important Information and Disclosures (continued) The Role of Pershing (continued) • Inquiries concerning the positions ano balarces in your account may be directed to the Pershing Customer Service Department at (201)
some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be Nought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
s. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by th
some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be Nought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Entities connected to both Pershing and Nought
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATION
Jeffrey Epstein
PERSONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
FDIC
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATION