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ur tax advisor in the preparation of your tax returns. 3 The cost basis of Ibis security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo fhe accuracy of fhis information. 5 Unrealized gains and losses are not reported for securities for which cost basis o
rvices offered by or through Financial Institution and/ or Pershing or any financial information I/we may have provided to Financial Institution and Pershing. l/ we understand that Financial Institution and Pershing, LLC may contact the named Trusted Contact Person(s) if there are questions/ concerns about
oviding Trusted Party information to my broker or advisor for electronic capture, l/ we authorize the named Financial Institution and Pershing LLC ("Pershing') and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact person(
29/17 Total Securities Bought and Sold - U.S. DOLLARS -12,540.49 3,615,057.94 Securities Withdrawals and Deposits 11/09/17 CUSTOMER AUTHORIZED APPLE INC COM TRANS TO NIG-02691 -100.000.000 -17.588.000.00 USD TRANSFER AAPL Total Securities Withdrawals and Deposits - U.S. DOLLARS 0.00 -17,588,000.00 Divi
ur tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. Unrealized gains and losses are not reported for securities for which cost basis or
xesurnaer •--. "Al SDNY_GM_00045836 OB-SDNY-0008660 EFTA_00 156445 EFTA01288808 Important Information and Disclosures (continued) The Role of Pershing (continued) orders, the assessment of the suitability of those transactions, where applicable, the rendering of investment advice, d any, to you and
Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -3,020,646.10 Securities Withdrawals and Deposits 08125115 CL STOM ER AL TH DRIED APPLE INC COM TRANS TO MG-026161 .32,620.000 .3,383,998.80 LSD TRANSFER AAFL Total Securities Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 .3,363,696.60
be verified using all of your own records. In particular, there may be other adjustments which you need to make. but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall n
M. P. 6(e) THERA N SDNY_GM_00046005 OB-SDNY-0008828 EFTA_00156614 EFTA01288977 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your !martial organization's contact information can be found on the first page of this statement. Pershing's contact information is
0.00 LSD Total Securities Bought and Sold - UNITED STATES DOLLAR 0.00 0.00 Securities Withdrawals and Deposits 01130115 CUSTOMER AUTHORIZED APPLE INC COM TRANS TO k4G.026161 -21,200.000 0.00 LSD TRANSFER AAPL Total Sea/titles Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 0.00 Dividends and In
s. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by th
t Date Activity Type Description Quell Prim Atrzued Interest MINIM Curren Securities Withdrawals and Deposits 02103116 CUSTOMER AUTFORIZED APPLE INC COM TRANS TO NIG-023804 13.820 000 1.185,557.00 USD TRANSFER AAPL Total Securities Withdrawals and Deposits • U.S. DOLLARS 0.00 .5,186,557.00 Dividend
Entities connected to both Pershing and APPLE INC COM TRANS
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATION
Ghislaine Maxwell
PERSON