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ctus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the following information for Pershing's 2014 IRS Forms 1099 (8, DIV, INT, VD and MC): Your form 1099 will be delivered as early as possible, beginning January 31, 2015. By February 17, yo
M•. teen Mat Mae SDNY_GM_00048710 DI3-SONY-0011534 EFFA_00159319 EFTA01291064 Important Information and Disclosures (continued) The Role of Pershing (continued) institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect
ty of any trading unit held by an account being selected as caled in a partial cal is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registe
Oa 17M Oslimoss WO PACO Gnaw e Ban, Pone weaon mamigenme Peron, Coottage Gm. P Cesische Sank Settantivic, *rebel Mk. .115 Pot Ante. alibi loci Mrs Perk. 1.1. 10114 ($1”7.44,15 Account Number: Statement Period: 15/0112114 - 05/31/2014 EPSTEIN VIRGIN ISLANDS Valuation at a Glance Ibis Petted Yea
ed acquired on or after January 1, 2014. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your in
rring agent and Pershing makes no representation as to the accuracy of this information. M essages Pursuant to the Securities Exchange Act of 1934, Pershing (IC (Pershing), a BNY Mellon company, provides individual investors pith certain financial information on a semi-annual basis. Pershing's June State
te Adivay type Devi ion Gnaw e San. PootieWealh Ma.zienan Myatt C044.14tC0C,P Cetnthe Sank Setwarint, *re bet Once .115 Pot Owner, 20th I ter Mrs Perk. 10. 10114 Ouse Statement Period: 0710112116 - 0713112116 Pik* Accrued littered Amount Curies Securities Bought and Sold 07128116 REINVEST CA
. P. 6:7TONFIDAERTIA SDNY_GM_00049294 DB-SDNY-0012118 EFTA_00159903 EFTA01291547 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its
s. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by th
Information (continued) Draiso e .n' Prmaie Weal. 14”rgenna POseetts Connive Comp Cestuhe Nit Settann 0c, Mw bet Onor nell OdOITINP. 20th Ice! Mrs Perk. WI 1004 Statement Period: 11/0112016 -1113012016 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default
s. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by th
u4 awes. fl aw Ma —c SDNY_GM_00049218 DS-SDNY-0012042 EFTA_00159827 EFTA01291471 Important Information and Disclosures (continued) The Role of Pershing (continued) Jersey City, New Jersey 07399; (201) 413-3330. Errors and Cmissions excepted. Important Arbitration Disclosures • All parties to thi
nt PO. Boa 1778, Baltimore, MD 212[0 Gnaw e Sant Prra W,e10 Ma.tenmi Weals Core /V 4,1•P Maul Sank Setwari *We bet Once 315PIA OdArrne Halter Mrs Perk. ItY 10114 CP In CA.21.121. MSS" 211. CIS Account Num t Statement Period: 08/0112015 - 08/31/2015 Valuation at a Glance This Period Year-to-Dal
Entities connected to both Pershing and Mrs Perk
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSONJersey City
LOCATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATION
FDIC
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONTAXABLE
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONAccount Value
ORGANIZATION