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structions that appear to be third party asset movements, as well as first and third party journal Instructions for accounts that are custodied with Pershing. We may remove any standing instructions that have not been used in the past 36 months (except for Automated Clearing House (ACH) which does not exp
1776, Baltimore, MD 21203 Important Information and Disclosures (continued) January 1, 2019 - January 31,2019 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be
Processed section of your statement for more details. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 11 Pershing has received updated cost basis information, therefore cost basis provid
Every Yaw Since 2007 DAUM WED COMMUNCATIM EX( CIL DK Owing through holing PIC a mood subsidiary alines* a New York Mellon Caporal._ (MY Meta) Penhas MC. ~ter FillatAtYaGlit 0004. 763 DB-SDNY-0009587 EFTA_00157372 EFTA01289735 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Corporate Action Eve
Onhe. uE. IMMIX! FIlltallAtira°@ 4945° DB-SDNY-0012274 EFTA_00160059 EFTA01291624 Important Information and Disclosures (continued) The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
ails as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars
ex Since 2007 DALIIM WED COMMUNCATICNS EX( CIL CI Owing IMO holing PIC 'Sally owned subsidiary a The brat a New York Mace Calwatim (MY Mellon) Penhas MC. 'sent. FilitatikkaGM_ 00049466 DB-SDNY-0012290 EFTA_00 160075 EFTA01291640 I 5 I Deutsche Bank Portfolio Holdings (continued) TOTALPORTFOLIO HO
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Account Bombe C noes .. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDO. L Rate
tbraighPenbni LtC, a wholly owned (my Vex Since 2007 subdiary time Simko. New York Meltin DALSAR WED COMMJECATICMS Corpontim SMYMebn1 EXCULEKt Penhas MC. meat. FitiRtvitWIYUPSA —00047826 DB-SDNY-00 10650 EFTA_00 I 58435 EFTA01290463 Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEEPERS IN C
Entities connected to both Pershing and Penhas MC
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONPie Chart
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION
Mellon
ORGANIZATION