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uding the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as princ
. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) February 1,2019 - February 28,2019 l'HE HA ZE TRUST The Role of Pershing (continued) rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be
stment Specialist. Page 1 of 9 Rated (Kant (my Yaw Since 2007 DAUM WED COMMUNCATIONS EX( WOK t CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Clewing Sae. Platy PIC a mond sal:oldie) el Ilwa &MO New York MS... DAPPonD20 aim meta) Penteee; ac. newt*/ FIIIRAWa Gliet 00048627 DB-SDNY-0011451 EFTA_001
Onhe. uE. IMMIX! FIlltallAtira°@ 4945° DB-SDNY-0012274 EFTA_00160059 EFTA01291624 Important Information and Disclosures (continued) The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
ails as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars
SUANT TO FED. R. CRIM. P. 6(e) Account Number At 01211:91.0 25 CONFID L RaleamMent Every Vox Sea 2007 DALAAR Mil ED C0MNiuMCATI0NS EXCLUENC( Clewing Sae. Ambit. LIC .Rely owned sots:law/of The UM, of New Yak Mellon Conmeatim (NO' Melon) Penhar LIX. meterEIIIRAVAYYteLGM_00049490 DB-SDNY-00 12314 EF
776, Baltimore, MD 21203 Import ant Information and Disclosures (continued) November 1,2018 - November 30,2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) it any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
CRIM. P. 6(e) Account Numbs At 0023M:0S • kj4 I AL- CONFIDO Mid tacellent Every Yew Since 2007 DAUM RAl ID COMMLINICATIONS MU MCC Page • of Clewing Sae. hrtng LLC, a wholly owned 'obedient Ilie &onkel New York Mellon Corponthan (MY Mellon) Penn.. u.C, immta filttaktitS-Al_00049735 DB-SDNY-00 1255
Entities connected to both Pershing and Clewing Sae
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATION
Jeffrey Epstein
PERSONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
FDIC
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATION