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uding the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
, Baltimore, MD 21203 Important Informs: of and Disclosures (continued) December 1,2018 - December 31,2018 I EPSTBN VIRGIN ISLANDS I The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
Soct 2007 DALBAR RA TED COMMUNCATICNS EXCIAL CNC( Owing tinge. holing PIC a Sally owned subsidiary ahe Bonita New York Melee CoWatim (MY Melon) Penme. nutrnian FiliFtA.0~ 10_00049064 DB-SDNY-0011888 EFTA_00159673 EFTA01291317 Your Account Informati n TAX LOT DEFAULT DISPOSITION METHOD Defaul
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
oviding Trusted Party information to my broker or advisor for electronic capture, I! we authorize the named Financial Institution and Pershing LLC ("Pershing") and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact person(
holing LI.C, a wholly owned Every Vex Since 2007 subsidiary as bake. New York Mellon DALSAR WED COMMJNCATICOS Carponthan (MY Mellon) EXC0AENCt Penme. LIX. merrtt, F liRn.44ti YU:PM—00049820 DEt-SDNY-00 12644 EFTA_OO I 60429 EFTA01291900 Deutsche Bank P.O.Box 17 7 6, Baltimore, MD 21203 ncom
776, Baltimore, MD 21203 Import ant Information and Disclosures (continued) November 1,2018 - November 30,2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) it any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
MMUNCATIONS EXCIILENCt Page ' of Owing IMO. Mani LLC, a wildly owned sl:oldie/elThe Sank of New York Mellon Cannatim (MY Mellon) n ran a a a Penme. LLC. mtrytt. 1 -Stlie-"n—v004 7 ru DB-SDNY-00 12600 EFTA_00160385 EFTA01291871 Summary of Gains and Losses Realm Short-Term Gain! Loss Net
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Amount Number CONFID At 0(1:3X:20 L R
Kt CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) Owing enoYD. ',entity PIC a Sally owned subsidiary aT e Bonita New York Mellon CS (MY Melon) Penme. LIX arta MiFlatikiterAt 00041348 DB-SDNY-0010172 EFTA_OO157957 EFTA01290105 For Your Information The European Central Bank (the' ECB' ) and ot
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Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
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Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
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FDIC
ORGANIZATIONTHE CLEARING FACILITY
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ORGANIZATIONON PERSHING'S
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