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ctus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the following information for Pershing's 2014 IRS Forms 1099 (8, DIV, INT, VD and MC): Your form 1099 will be delivered as early as possible, beginning January 31, 2015. By February 17, yo
M•. teen Mat Mae SDNY_GM_00048710 DI3-SONY-0011534 EFFA_00159319 EFTA01291064 Important Information and Disclosures (continued) The Role of Pershing (continued) institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect
ty of any trading unit held by an account being selected as caled in a partial cal is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registe
Plan: Default Method for all Other Securides: FIRST IN FIRST OUT FIRST If, FIRST OUT Peed of 8 Accounl Number. Rfirned rnollent Go paperless Sean Yeas In A Rove IMIAR Cu i OALSAR PAM" COMAAUNICATIONS J EPSTEIN VC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) O NNDS. FIDAENTIAL OK CALM( Own
Report and such statements, the information contained in the statements shall govern. For account gaiMoss information, clients should refer to their Pershing statements. ASSET CLASSIFICATION The asset classifications described in this presentation will differ from the asset classification models used in
ill be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organtation and Pershing. within ten days after receipt of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect
•• • • • a re SAP< SDW_GM_00045531 DB-SONY-00083.5.5 EFTA_00156140 EFTA01288503 Important Information and Disclosures (continued) The Role of Pershing (continued) every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additiona
i um ber: NIG-023804 I>RPR•CiP I Go paperless b SOL I E\" CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THER aOK F I D ITIAL Rawl r.cMyn, Sean Yeas In A flow MIIwR P..O1O COMMUNICATIONS DEC IL MCI 01.011.1111•••••••••••..0 IMMO/ •••••1 10/1 'Sc..- - MO Ma= 1.•• NV. l••••• CSIVISMTI =M
termined by the Secretary of the Treasury. 13 The cost basis of this security has been provided to us by the delvering firm or transferrrg agent and Pershing makes no representation as to the accuracy of this information. M essages Federal Deposit Insurance Corporation (FDIC)4nsured Bank Deposits are not
0.00 5,879.15 Page 6 of 10 Account Numbe Go paperless LEPERS INC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDE\MAL Rased 1.<•ilont Sean Yeas In A Pow OALSAA PAID COMAAUNICATIONS OlisloravemphOeniglo• LLC. • wade. son., •••••St •• manager Tea user, wrangle, caw eras ti Mw „ C sea sin
ur tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. Unreabzed gains and losses are not reported for securities for which cost basis or m
M. P. 6(e) Pie Chart atocation only includes products that are of positive value. Page I of 12 R•Mcl rm<ollont B-0097270CSF 30016 Go paperless Sean Yeas In A Row OALSAA frAlt0 COMMUNICATIONS CONFIDENTIAL OK GLUM( ins.. Persisocul. essid•SSIO or ronannoils•••••••••.:••••••••40ITIIISO ILC snineri
Entities connected to both Pershing and Sean Yeas
Pershing LLC
ORGANIZATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeffrey Epstein
PERSONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONClient Service Information
ORGANIZATION
Deutsche Bank
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSON
FDIC
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATION
Ghislaine Maxwell
PERSONINDEBTED TO PERSHING LLC
ORGANIZATION