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s. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by th
u4 awes. fl aw Ma —c SDNY_GM_00049218 DS-SDNY-0012042 EFTA_00159827 EFTA01291471 Important Information and Disclosures (continued) The Role of Pershing (continued) Jersey City, New Jersey 07399; (201) 413-3330. Errors and Cmissions excepted. Important Arbitration Disclosures • All parties to thi
to accounts which display only opening and closing balances on page one. Pursuant to the Securities Exchange Act of 1934. Pershing LLC (Pershing). a BNY Melon company, provides individual investors with certain financial information on a ser#annual basis. Pershing's June Statement of Financial Condition is
important nformation and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is
(continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Om
y Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR through Penabos UM. • wholly road subsidurey of The BIS al Ni. Yort Macs ComeratIon (BNY Melon) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0065701 SDNY_GM_00211885 EFTA01372100
termined by the Secretary of the Treasury. 13 The cost basis of this security has been provided to us by the delvering firm or transferrrg agent and Pershing makes no representation as to the accuracy of this information. M essages Federal Deposit Insurance Corporation (FDIC)4nsured Bank Deposits are not
kes no representation as to the accuracy of this information. M essages Pursuant to the Securities Exchange Act of 1934. Pershing LLC (Pershing), a BNY Melon company. provides individual investors with certain financial nformation on a semi-annual basis. Pershing's June Statement of Financial Condition is
clos,res The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
ince 2007 O4BAR MITOCOMPAVNICAllORS EXCELLENCE Page 7 of Clearly Meech Peohbos UM. • wholly *ad saraturey of The I °Mew Yort Make Corporation (BNY Melon) PersPrw LLC. motto( AURA. NYSE SIPC DB-SDNY-0065550 SDNY_GM_00211734 EFTA01371954
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
y Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR through Penabos UM. • wholly road subtle:run of The Bakal Ni. Yort Menai Comeration (BNY Melon) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0065639 SDNY_GM_00211823 EFTA01372041
A NY INC The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
ry Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM.•• wholly road subtle:run of The BIS al New Yort Menai Comeration (BNY Melon) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0065642 SDNY_GM_00211826 EFTA01372044
Port to o -o dings Disc osures (continued) Foreign Currency Transactions Pershing will execute foreign currency transactions as principal (or your account. Pershing may automatically convert foreign currency to or from U.S. dollars
ery Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR through Penabos UM. • wholly need subtle:run of The Bakal Ni. Yort Mao Comeration (BNY Melon) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0084350 SDNY GM_00230534 EFTA01384258
A NY INC The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
ry Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR Reach Penabos UM.•• wholly road subtle:run of The BIS al New Yort Menai Comeration (BNY Melon) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0084376 SDNY_GM_00230560 EFTA01384274
Entities connected to both Pershing and BNY Melon
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONPCISrat LLC
ORGANIZATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATION
Jeffrey Epstein
PERSONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSON
FDIC
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONPie Chart
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONTAXABLE
ORGANIZATION