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uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
Baltimore, MD 21203 Important Information and Disclosures (continued) I oven', ber t 2017 - November 30,2017 I EPSTEIN VIRGIN ISLANDS The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is
950 A01013,660020 NFIDO. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) L Rated hernent Every Vex Sine 2007 DAUMMaED C0MMUMCATI0NS EXC0AENCC Owing Sae. Patens 1.1.C, a ebony owned subekharft or The kM el New V04 Mellon Corporation (MY Mellon) Pentets ut.iner fiketakklYuLGM_00048944 DB-SDNY-00117
uding the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
, Baltimore, MD 21203 Important Informs: of and Disclosures (continued) December 1,2018 - December 31,2018 I EPSTBN VIRGIN ISLANDS I The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
O FED. R. CRIM. P. 6(e) Account Nurna C AtOOXV ONFID L4- Rated tacedlent Every Vex Since 1007 DAL/JaeWED COMMUNICATIONS Mall:NC( Page T of Owing Sae. Penbing LLC, a wholly owned subsidiary or Ilte Sank of New York Mellon Pent Corporation (MY Mellon) u.C.inerree on) DB-SDNY-0011883 EFTA_00I5%68
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
oviding Trusted Party information to my broker or advisor for electronic capture, I! we authorize the named Financial Institution and Pershing LLC ("Pershing") and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact person(
A0100 C6F3OKI 5F ID0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) L Rated Emedlont Every Yaw Saxe 2007 DALIAR MI ED C0MMUMCATIM EXC0.LENC( Owing Sae. Pen beg LI.C, a -holly owned subscharft el The cab of New York Mellon Corponthm OW Melon) Penne. LIX.rren-ter EitiRnAcklireM_00049825 DB-SDNY-00
Onhe. uE. IMMIX! FIlltallAtira°@ 4945° DB-SDNY-0012274 EFTA_00160059 EFTA01291624 Important Information and Disclosures (continued) The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
ails as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars
0:42W)MS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Rated hernent EveryVox Since 2007 DAUM, ell ED COMMUNICATIONS EXCO.LENC( Owing Sae. habit. LIC, a ebony armed subscharyol tae bake. New York Mellon Ceeponthen (MY Mellon) Persheo LIX. inures. INRAAWAS.M—OOO49456 DB-SDNY-0012280
776, Baltimore, MD 21203 Import ant Information and Disclosures (continued) November 1,2018 - November 30,2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) it any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
mbe Ate/AMC:20 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L- Rfleamearnt Every Vex Siva 1007 DAUM, MUD COMMUNICATIONS EXCEILENCE Owing Sae. exams LI.C, a ebony armed subsidiary*. The bake. New York Mellon emeombm (MY Mellon) Penne. 4C. inure*, FilienAckklYter-40_00049715 DB-SDNY-00125
ails as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars
t 00l11MM) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDg L Rated Eimatnt Every Vow Saxe 2007 DMJAR MI ED C0MMuNKATI0NS EXCIEILENCl Owing Sae. Pelbeg 1.1.C, a wholly owned subsidiary*. The So* of New York Mellon CemontSi OW Melon) Pent... Cmwrte FilierAc4IXELGM_00049135 DB-SDNY-0011959
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Account Bombe C noes .. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDO. L Rate
er At 01UP:510:21 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L RaleamearM Every Vox Si m2007 DAIL& WED C0MMUMCATI0NS EXCIMEM( Owing Sae. Penbni LLC, a ebony armed fulmar/ of The Swat of New Yeti; Mellon Corporation (MY Mellon) Pent...* ut. FuoznAlAIYmPM_0004 7851 DB-SDNY-00 10675
Entities connected to both Pershing and Owing Sae
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATION
Jeffrey Epstein
PERSONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATION
FDIC
ORGANIZATIONUSAGES
ORGANIZATIONPie Chart
ORGANIZATION