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uding the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as princ
. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) February 1,2019 - February 28,2019 l'HE HA ZE TRUST The Role of Pershing (continued) rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be
ar Shwa 2007 PAW Ml ID COMMUNICATIONS EXCLUDICt Owing tiwonsh Penn LC. emboli/owned subsidiary SIM brat ar New York Mellon CoMontim (MY Mellon) POnhal; tic. 'newts. fitimActlyirpt000443628 DB-SDNY-00 11452 EFTA_00159237 EFTA01290982 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio H
t basis will not be reported to the IRS. " The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Portfolio Holdings Disclosjres Pricing This section includes the net market value
oviding Trusted Party information to my broker or advisor for electronic capture, It we authorize the named Financial Institution and Pershing LLC ("Pershing") and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact person(
EmmyvemS4K.2007 DAUMRRAMDCOAVAUNCATICN5 EXCUMNa Owing Swab Ambit. PIC. • %AA. owned subsidiary SIM Bonita New York Melba Cannatim (MY Mellon) POnhal; uE.jtwebe. FIIIRAUttearltet00047691 DB-SDNY-0010515 EFTA_00158300 EFTA01290328 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Hold
776, Baltimore, MD 21203 Import ant Information and Disclosures (continued) November 1,2018 - November 30,2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) it any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
t Every Vex Since 2007 DAUM WED COMMUNCATIONS EXCULD.0 I Owing Own% Mtn PIC • Sally weed subsidiady The BM.' New York Who Cameatim (MY MN M) POnhal; uc. MInter FIIIRAWALGM_00049709 DEI-SDNY-0012533 EFTA_OO16O3 I 8 EFTA01291804 Transactions by Type of Activity (continued) Process Settlement
ails as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars
ea 2007 DAWRGIm COIANIUMCATICNS EXCISUNCI owing tlwonsh holing Ilt. a Slob craned subsidiary .:411.e Bonk W New York Melon Cal:anti:a (MY Meta) POnhal; ac. 'newts. FilitagekriaGM_00049131 DB-SDNY-0011955 EFTA_00159740 EFTA01291384 I 5 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfoli
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Account Bombe C noes .. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDO. L Rate
Sae. 2007 OMAR RAT ED CONVOCATIONS EXCIA t Owing tlwonsh Renkkt Ilt. a Sally owned subsidiary a The Unit W New York Mellon Colnatim (MY Melon) POnhal; MC. 'sent. FilialcttePtst 00047872 DB-SDNY-0010696 EFTA_00158481 EFTA01290509 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdi
Entities connected to both Pershing and POnhal
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATION
Jeffrey Epstein
PERSONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
FDIC
ORGANIZATION
CUSTOMS
ORGANIZATIONTAXABLE
ORGANIZATION