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uding the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as princ
.'s MC. ',wit, FilatatiAnat 000478lin DB-SDNY-0010705 EFTA_00I 58490 EFTA01290518 Important Information and Disclosures (continued) The Role of Pershing (continued) a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or
Page 2 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Numbe I. :AN CONFID01 AL- Rated (wart Owing tlyourthnbing PIC a Salk owned Every Yost Since 2007 sbsidWya TM BordteINew York Mellon DALIAN vamcominacAncres Corporatios (MY MONO EXCULD.Ct POnhal; LI.C.inenter AMAMI'S/MS*0478M DB-S
uding the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
, Baltimore, MD 21203 Important Informs: of and Disclosures (continued) December 1,2018 - December 31,2018 I EPSTBN VIRGIN ISLANDS I The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
ent Specialist for more information. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8 Paled hceilent Owing through Pent*, Mona* maid Every Yost Since 2007 shbefbwya The Uite, New York MSS DAM WED CCIMMUNCATI0NS Ompontim (1111Y Mellon) EXCULENCt Penne. 4C. fitatAtateaLGM_00049112 DB-SDNY
776, Baltimore, MD 21203 Import ant Information and Disclosures (continued) November 1,2018 - November 30,2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) it any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
stitute a bid or an offer, and may differ CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 8 Account Number. CONFIDO. AL- Rated (learnt Every Yost Since 2007 DAUMMUD COMMUNICATIONS EX( a W.4C owing tinge,. holing PIC a Sally owned subsidiary time Bonita New York Meta Cartaatim (MY Mellon)
asily determined acquired on or after January 1, 2014. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. $ Unrealized gains and losses are not reported for securities for which cost basis o
-740.56 -1,719.47 -1,69322 -3,412.69 -$3,412.69 72.74 0.90% $0.00 Page 6 of 19 Account Number: Rated (stollen( PAR 02 ROLL cso papedess Every Yost Um* 2007 IRA FB0 AVRAM NOAM CHOMSKY ASK rOttIVCRY OA LENA RATED COMMUNICATIONS EXCELLENCE Osom staysosmons ua. SloS, Owned •Senai • Ile s Os
Entities connected to both Pershing and Every Yost
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSON
FDIC
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONPie Chart
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION