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rocess this account transfer. For an internal transfer (for instance, a transfer of assets between two introducing broker-dealers who clear through Pershing) the statement is not required. I. RECEIVING FIRM INFORMATION (Only one per form) ■ Provide your Pershing account number. ■ Provide your Social S
oducing broker-dealers who clear through Pershing) the statement is not required. I. RECEIVING FIRM INFORMATION (Only one per form) ■ Provide your Pershing account number. ■ Provide your Social Security Number (SSN) or Tax Identification Number (TIN) ■ If the account is a joint account, provide the SS
n above, please transfer all assets in my account to Pershing without penalties, such assets may be transferred within the time frames required by NYSE Rule 412 or similar rule of the NASD or other designated examining authority. Unless otherwise indicated in the instructions above, I authorize you to liqu
rocess this account transfer. For an internal transfer (for instance, a transfer of assets between two introducing broker-dealers who clear through Pershing) the statement is not required. I. RECEIVING FIRM INFORMATION (Only one per form) ■ Provide your Pershing account number. ■ Provide your Social S
oducing broker-dealers who clear through Pershing) the statement is not required. I. RECEIVING FIRM INFORMATION (Only one per form) ■ Provide your Pershing account number. ■ Provide your Social Security Number (SSN) or Tax Identification Number (TIN) ■ If the account is a joint account, provide the SS
n above, please transfer all assets in my account to Pershing without penalties, such assets may be transferred within the time frames required by NYSE Rule 412 or similar rule of the NASD or other designated examining authority. Unless otherwise indicated in the instructions above, I authorize you to liqu
rocess this account transfer. For an internal transfer (for instance, a transfer of assets between two introducing broker-dealers who clear through Pershing) the statement is not required. I. RECEIVING FIRM INFORMATION (Only one per form) ■ Provide your Pershing account number. ■ Provide your Social S
oducing broker-dealers who clear through Pershing) the statement is not required. I. RECEIVING FIRM INFORMATION (Only one per form) ■ Provide your Pershing account number. ■ Provide your Social Security Number (SSN) or Tax Identification Number (TIN) ■ If the account is a joint account, provide the SS
n above, please transfer all assets in my account to Pershing without penalties, such assets may be transferred within the time frames required by NYSE Rule 412 or similar rule of the NASD or other designated examining authority. Unless otherwise indicated in the instructions above, I authorize you to liqu
. YOu receive the current market puce after your transfer request is received, reviewed, and determined to be in good order by the delivering firm. Pershing is not responsible for market fluctuations or delays n the review process. DRS items cannot be liquidated. 2 II this is a mutual fund transfer and
on above, please transfer all assets in my account to Pershing without penalties, such assets may be transferred within the time Irarnes required by NYSE Rule 412 or similar rule ol the NASD or other designated 'sunning authority. Unless otherwise indicated in the instructions above. I authorize Won) liquidate
process. ORS items cannot be liquidated. 2 If the is • mutual fund transfer and there is no ~0 or capital gain option checked in the section above. Pershing will process this request es reinvest. (FOR OFFICE USE ONLY: All transfers must be added to Pershing's transfer systems) V RLI DLMENT PLAN RESTRIC
flebLIC9041 above, phase II'S« all macs in my account to Pershing without gnarls,. ouch emote may bo transferred within the time frames required by NYSE Rule 412 or simile nee of the NASD a other designated examining euthonty. linkriaa otherwise Indiestod in the instructions above. I authorize you to Nude% an
Ou 'MI receive the current market puce after your transfer request is received, reviewed, and determined to be in good order by the delivering firm. Pershing is not responsible for market fluctuations or delays n the review process. DRS items cannot be liquidated. 2 II this is a mutual fund transfer and
on above, please transfer all assets in my account to Pershing without penalties, such assets may be transferred within the time Irarnes required by NYSE Rule 412 or similar Rile ol the NASD or other designated 'sunning authority. Unless otherwise indicated in the instructions above, 1 authorize you to liquida
. YOu receive the current market puce after your transfer request is received, reviewed, and determined to be in good order by the delivering firm. Pershing is not responsible for market fluctuations or delays n the review process. DRS items cannot be liquidated. 2 II this is a mutual fund transfer and
on above, please transfer all assets in my account to Pershing without penalties, such assets may be transferred within the time Irarnes required by NYSE Rule 412 or similar rule ol the NASD or other designated 'sunning authority. Unless otherwise indicated in the instructions above. I authorize Won) liquidate
. YOu receive the current market puce after your transfer request is received, reviewed, and determined to be in good order by the delivering firm. Pershing is not responsible for market fluctuations or delays n the review process. DRS items cannot be liquidated. 2 II this is a mutual fund transfer and
on above, please transfer all assets in my account to Pershing without penalties, such assets may be transferred within the time Irarnes required by NYSE Rule 412 or similar rule ol the NASD or other designated 'sunning authority. Unless otherwise indicated in the instructions above. I authorize Won) liquidate
. YOu receive the current market puce after your transfer request is received, reviewed, and determined to be in good order by the delivering firm. Pershing is not responsible for market fluctuations or delays n the review process. DRS items cannot be liquidated. 2 II this is a mutual fund transfer and
on above, please transfer all assets in my account to Pershing without penalties, such assets may be transferred within the time Irarnes required by NYSE Rule 412 or similar rule ol the NASD or other designated 'sunning authority. Unless otherwise indicated in the instructions above. I authorize Won) liquidate
Entities connected to both Pershing and NYSE Rule 412
Pershing LLC
ORGANIZATIONJERSEY CITY
LOCATIONPartial Transfer
ORGANIZATIONKifirdatiOn
ORGANIZATIONthe Delivering Firm Named Above: II
ORGANIZATIONPWM 059/ I10/C0
ORGANIZATIONB. DRS
ORGANIZATIONthe Delivering Firm Named Above
ORGANIZATIOND. BANK
ORGANIZATIONSECTION IV
ORGANIZATIONu Pershing LLC
ORGANIZATIONJT—(Joint
ORGANIZATIONBC—(Bank Custody
ORGANIZATIONthe Delivering Firm Named
ORGANIZATION