Epstein Secrets

t all existing and new accou is involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 5 Neptune LLC 10/16/2013 2 5 Neptune LLC — Money Market 10/16/2013 Who is the primary contact person for the RM? (Note: This person needs to have signator

ownership %) _egal SraMor/Settket-oundincp3ther Donor (please describe other toles and/or mdicate relationship between oarbes) 1 El O Neptune, _LC 2 K O O O O O O El O O 2 0 Ea Jeffrey Epstein rn I.--J 0 D 5 0 OM 0 i is 3 O • ader a at t:3 • 0 O • O O O 4

n Ft. Biggar 2:24:2014 Regional Office Director (Signature) AML Business Risk: (Signature) A141. Compliance: Gwen Hill ortaio Janice Franklin Jacqueline Lightbody (Signature) Gwen Hill ci/bfo Janice Franklin Jacqueline LigMbody 3/14/2014 3/14/2014 LATAM/IRIERNATIONAL APPROVALS Client Facing Professional

List all existing and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 Neptune LLC 10/16/2013 2 F Neptu e LLC -- Money Market 10/16/2013 Who is the primary contact person for the RM? (Ncte: This person needs to have signato

sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Neptune, LLC - 00000487264 Type of Entity: r Foundation/Associabal r Trust P- Company F Estate F Parbiership Purpose of Entity: F private Investment r

Brian M. Biggar Signature) r rian M. Biggar 10/8/2013 Regional Office Director: Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Janice Franklin (Signature) Jacqueline Lightbcdy Janice Franklin 10/17/2013 10/17/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Profession

D. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002723 EFTA_00016197 EFTA00166949 K YC Print Page 3 of 13 2. Account Ownership Summary Account Name: Neptune LLC — Money Market Acct Number filava4blet. Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory accou

One sheet mint be established for EACH LEGAL ENTITY In Section L Account Symms 3C. Legal Entity Details (For al Legal Entitses) Legal Entity Name: Neptune, LLC - 00000487264 Type of Entity: O Foundation/Associatien O Trust IA Company O Estate O Partnership Purpose of EMity: Pi Private Investment Il

NIL Business Risk: (Signature) AML Compliance: Gwen Pill oiblo Janke Franklin Jacqueline Lighted,/ (Signature) Gwen Hill o/b/o Janice Franklin Jacqueline Lightbody 3/14/2014 3/14/2014 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager. (Signature) Global Market Te

he KYC you had submitted has been approved. To view the KYC click here https://na4.salesforce.com/5006000000XG11V. Case 4: 01195153 Customer Name: Neptune, LLC Customer Number: Please forward this email to any Product Officer and/or the Account Opening Group as proof that the KYC has been approved.

Subject: Your KYC has been approved! From: Jacqueline Lightbody Date: Fri, 14 Mar 2014 15:14:09 -0400 To: Amanda Kirby < > The KYC you had submitted has been approved. To view the KYC click here https://na4.sa

LKYC Jacqueline Lightbody < Classification: For internal use only Hi Amanda, AML Compliance reviewed the RDC alert dated 10/02/2013 pertaining to Neptune, LLC. Our client is a Virgin Islands Company that is incorporated as an LLC. This alert pertains to a boat registered in Tanzania with an alias of

Subject: CLEARED Neptune From: PWMUS AMLKYC Date: Tue, 08 Oct 2013 10:26:59 -0400 To: Amanda Kirby Cc: PWMUS AMLKYC Jacqueline Lightbody < Classification: For internal use only Hi Amanda, AML Compliance reviewed the RDC alert dated 10/02/2013 pertaining to Neptune, LLC. Our client