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ditures and investments in our subsidiaries. DRD/QDI Eligible: Yes Subject to U.S. Tax Withholding for NRA Clients Yes* Expected Listing: NYSE Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floo
ancial Corporation (Ticker: COF) Securities Offered: Depositary shares each representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series G Expected Ratings: Baa3/BB/BB (Moody's/S&P/Fitch) Size: $250mm (10mm $25 par securities) EFTA00823474 Maturity: Perpetual Price Gui
nditures and investments in our subsidiaries DRD/QDI Eligible: Yes Subject to U.S. Tax Withholding for NRA Clients Yes* Expected Listing: NYSE Andrew S. Atlas Financial Advisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management Midtown Manhattan Complex 1290 Avenue of the Americas, 12th
ancial Corporation (Ticker: COF) Securities Offered: Depositary shares each representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series F EFTA00848541 Expected Ratings: Baa3/BB/BB Size: $250mm (10mm shares) Maturity: Perpetual Price Guidance: 6.25% - 6.375%; Fixed fo
19, 2016, at 11:16 AM, Atlas, Andrew S wrote: Happy New Year! Thanks. Confirmed. I'll put the order in now. I'll be back with report. -Andrew Andrew S. Atlas Financial Advisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management From: Richard Kahn Sent: Tuesday, January 19, 2016 11:15 AM
From: Richard Kahn cl ip Subject: Fwd: WFC Final Price 5.70% RE: New Issue $25 Par: Wells Fargo & Company (WFC) Perpetual Preferred Stock; 5.75% Area; Fixed-for-Life Sent: Wednesday, January 20. 2016 2:34:08 PM To: "Jeffrey E." <[email protected]> Richard Kahn HBRK Associates
Entities connected to both Andrew S. Atlas and Perpetual Preferred Stock

Richard Kahn
PERSON
Prince Andrew
PERSON
Jeffrey Epstein
PERSON
Marc Rich
PERSONMorgan Stanley Wealth Management
ORGANIZATIONMorgan Stanley Smith Barney LLC
ORGANIZATION
United States
LOCATIONTel/Direct
ORGANIZATIONPar New Issue Syndicate Offering
ORGANIZATION
NEW YORK NY
LOCATIONCapital One Financial Corporation
ORGANIZATION