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Clients: Yes* Listing: NYSE Expected under the symbol "SF PrA" Timing: Today's Business Let me know if you have any questions. Best, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floo
oday Morgan Stanley is pricing a new issue $25 par preferred for 88-18+ Stifel Financial Corp. Price talk is 6.50% - 6.625%. Here are details: $25 Par New Issue Syndicate Offering: Stifel Financial Corp (SF) Issuer: Stifel Financial Corp (Ticker: SF) Securities Offered: Depositary Shares Each Representing 1/1000th interest
ditures and investments in our subsidiaries. DRD/QDI Eligible: Yes Subject to U.S. Tax Withholding for NRA Clients Yes* Expected Listing: NYSE Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floo
2016 at 10:02:05 AM EDT To: "Richard Kahn ( " < Hi Rich, Morgan Stanley is also pricing a new issue COF $25 Par Preferred today. Details: $25 Par New Issue Syndicate Offering: Capital One Financial Corporation (COF) Issuer: Capital One Financial Corporation (Ticker: COF) Securities Offered: Depositary shares each repre
NRA Clients: Yes* Sole Bookrunner: MS Expected Listing: NYSE Timing: Today's Business Let me know if you have any questions. Best, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floo
g Rich, Morgan Stanley is pricing a new issue $25 Par Pfd today that I wanted to show STC. Investment grade with price talk in the 5.50% area. $25 Par New Issue Syndicate Offering: Gabelli Utility Trust (GUT) Issuer: Gabelli Utility Trust (Ticker: GUT) Size: $50mm (2mm $25 par securities) Expected Ratings: Al Moody's Of
n its subsidiaries. No Subject to US Tax Withholding for NRA Clients: Expected Listing: Settle: T+5 Timing: Today's Business Best, AA NYSE Andrew S. Atlas Financial Advisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management Generally No (please see prospectus) Important Notice to Re
d Notes Date: October 1, 2015 at 10:29:46 AM EDT To: "Richard Kahn ( )" < RK- Here's the Preferred Offering I mentioned in my earlier email. $25 Par New Issue Syndicate Offering: The Southern Company (SO) Issuer: The Southern Company Securities Offered: Series 2015A Junior Subordinated Notes Size: $250mm (10mm $25 par
nditures and investments in our subsidiaries DRD/QDI Eligible: Yes Subject to U.S. Tax Withholding for NRA Clients Yes* Expected Listing: NYSE Andrew S. Atlas Financial Advisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management Midtown Manhattan Complex 1290 Avenue of the Americas, 12th
fe Date: August 17, 2015 at 10:58:05 AM EDT To: "Richard Kahn ( " < Rich, Here is another New Issue Pfd Pricing today. Speak soon, Andrew $25 Par New Issue Syndicate Offering: Capital One Financial Corporation (COF) Issuer: Capital One Financial Corporation (Ticker: COF) Securities Offered: Depositary shares each repre
19, 2016, at 11:16 AM, Atlas, Andrew S wrote: Happy New Year! Thanks. Confirmed. I'll put the order in now. I'll be back with report. -Andrew Andrew S. Atlas Financial Advisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management From: Richard Kahn Sent: Tuesday, January 19, 2016 11:15 AM
Hey Rich, Hope all is well. Definitely a crazy start to the year. Wanted to show Southern Trust Company a new issue preferred coming today: $25 Par New Issue Syndicate Offering: Wells Fargo & Company (WFC) Issuer: Wells Fargo & Company (Ticker: WFC) Securities Offered: Depositary shares each representing 1/1,000th inter
s. &nb=p; Expected =isting: =nbsp; &n=sp; NYSE Timing: &n=sp; &nbs=; Today's =usiness Let me know if you have any questions. Best, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the =mericas, 12th Floo
=/b>"Richard Kahn ( )" <[email protected]> Morning Rich, New issue preferred pricing today that I wanted to show you =nd STC. Details: $25 Par New Issue Syndicate Offering: KKR & Co. L.P. =Ticker: KKR) EFTA_R1_02093374 EFTA02704859 &nb=p; Issuer: &n=sp; KKR & Co. L.P. =Ticker: KKR) &nb=p; Securities =ffered:
or the Telx =cquisition &nb=p; DRD/QDI: &=bsp; Not =ligible Subject to U.S. Tax =ithholding for NRA Clients Yes* Expected =isting: =nbsp; NYSE Andrew S. Atlas Financial =dvisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management Midtown Manhattan =omplex Tel/Direct: Fax: I New York, =Y
t 13, 2015 at 10:29:40 AM =DT To: 4b>"Richard Kahn ( /., Good Morning Rich, Here is a new issue =referred coming today. Thanks again-Andrew $25 Par New Issue Syndicate Offering: Digital Realty Trust Inc. =DLR) Issuer: Digital Realty Trust Inc. (Ticker: =E2 DLR") Securities =ffered: Series I =umulative Redeemable Preferre
ctus) DRD/QDI =ligible: &=bsp; Yes (see Prospectus) Listing: &nbs=; NYSE Expected =O:p class=""> Timing: = Today's =usiness =nbsp; &n=sp; Andrew S. Atlas Financial =dvisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management Midtown Manhattan =omplex 1290 Avenue of the =mericas, 12th
Stock Date: =/b>July 22, 2015 at 10:09:58 AM =DT To: ./b>"Richard Kahn Hi Rich, Here's a new =ssue I wanted to show Southern Trust Company: $25 Par New Issue Syndicate Offering: J.P. Morgan Chase & Co. =JPM) =nbsp; &n=sp; Issuer: =nbsp; &n=sp; J.P. Morgan Chase & Co. (Ticker: JPM) =nbsp; &n=sp; Securities =ffered:
tlement: January 29, 2016 Timing: Today's Business As you can see it's not Fix-To-Float, but still worth looking at. Speak soon. Best, Andrew Andrew S. Atlas Financial Advisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management Midtown Manhattan Complex 1290 Avenue of the Americas, 12th
Hey Rich, Hope all is well. Definitely a crazy start to the year. Wanted to show Southern Trust Company a new issue preferred coming today: $25 Par New Issue Syndicate Offering: Wells Fargo & Company (WFC) Issuer: Wells Fargo & Company (Ticker: WFC) Securities Offered: Depositary shares each representing 1/1,000th intere
Entities connected to both Andrew S. Atlas and Par New Issue Syndicate Offering

Richard Kahn
PERSON
Prince Andrew
PERSON
Jeffrey Epstein
PERSON
Marc Rich
PERSONMorgan Stanley Smith Barney LLC
ORGANIZATIONMorgan Stanley Wealth Management
ORGANIZATION
United States
LOCATIONTel/Direct
ORGANIZATIONLexington
LOCATION
Morgan Stanley
ORGANIZATION
Condoleezza Rice
PERSON
NEW YORK NY
LOCATIONPar Preferred
ORGANIZATIONPerpetual Preferred Stock
ORGANIZATIONCapital One Financial Corporation
ORGANIZATIONSt/St/St
ORGANIZATIONSeries W Preferred Stock
ORGANIZATION