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unless such consent has been provided to DBSI. Client will promptly notify DBSI in writing if any of the above dreumetaneee change. II. TERMS AND CONDMONS THAT APPLY TO CUENT'S ACCOUNT(S) The following terms and conditions govern Client's Accaunt(s): 1. Rights of DBSI. All rights granted to DBSI under
er of welt right or any other right granted hereunder. DBSI retains the right to delegate to its agent, including its clearing agent, Pershing LLC (Pershing), one or more of DBSI's rights or oolightions under this Agreement without notice to Client. 2. Cash Account. OBSI will classify non Account as a ca
have the discretion to determine which Securities and Other Property to apply for the purposes of the foregoing. With respect to the Pershing Lien. Pershing may, at any time and without prior notice, sell, transfer, release, exchange, settle or otherwise dispose of or deal with any or all Margin Collater
arising from the execution of transactions based on such instructions. 12. Role of Certain Third Parties. DEMI engages a third-c any Mitering apent, Pershing. Client understands that Pershing is the custodian of Client's assets, clears and settles all transactions. and extends credit on any margin purchas
unless such consent has been provided to DBSI. Client will promptly notify DBSI in writing if any of the above circumstances change. II. TERMS AND CONDMONS THAT APPLY TO CLIENT'S ACCOUNTIS) The following terms and conditions govern Client's Account(s): 1. Rights of DBSI. AN rights granted to 0851 under
ations based on such instructions. 12. Role of Certain Tbird Parties. DBSI engages a third.Party ales ring agent, Perishing. Client understands that Pershing ie the custodian of Client's assets, clears and settles all transactions, and extends credit on any margin purchases. where applicable. Client furt
ch Securities and Other Property in Client's Margin Account(s) for margin purposes as shall be required under Applicable Law or otherwise by OBS! or Pershing for any reason. Client may be required to post, deposit or maintain aoditlanal ontlateral at any time. In addition to the rigthe othernise set birth
roperty on margin or otherwise, and (ii) any other instructions concerning Account(s). Client further understands that the contract between DBSI end Pershing. end the services rendered thereunder, are not intended to create a joint vendee, partnership, or other bun of business organization of any kied.Rer
Bonk a Mew Yorlg Mellon CaveratIon (MY Mellon) Pen. ing 11.C. meet.. HMV.. PkiPM- 00346540 DB-SDNY-0009364 EFTA_00157149 EFTA01289512 TERMS AND CONDMONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUS
structions that appear to be third party asset movements. as well as first and third party Journal instructions for accounts that are custodied with Pershing. We may remove any standing instructions that have not been used in the past 36 months (except for Automated Clearing House (ACH) which does not exp
ur tax advisor in the preparation of your tax returns. 3 The cost basis of this security hes been provided fo us by you or your introducing firm and Pershing makes no representation as fo the accuracy of this information. tz Pershing has received updated cost basis information, therefore cost basis provid
n of ft BOSCO Now Ycelt Melba Corporation (INY Mellon) holing 11.C. not. FINRAWM_00046433 DB-SDNY-0009257 EFTA_00157042 EFTA01289405 TERMS AND CONDMONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUS
Received 56,520 00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. CONFIDENTIAL — PURSUANT TO FED. R CRIM, P. 6(e) Page 15 of 19 CONFIDOWAL-4 Wed ficellent her
ts under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LI_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: Page -.8 of 19 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDWI
CCELISNCE Orr. stamp. ovrobate u.< • .mdiv e•alled RSIOlv Tla One anon. rat us. Conencen PRIRRO uctr.•••500RRA Nvie SVC EFTA00791757 TERMS AND CONDMONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUS
asily determined acquired on or after January 1, 2014. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. $ Unrealized gains and losses are not reported for securities for which cost basis o
UNICATIONS DICELISNCE Osa. trete% Only.. 4.1.< • ...iv anted •••0.040, ea De awe a.m., ten awe. Georenee. NOSIC. S•C EFTA00791791 TERMS AND CONDMONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUS
ur tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provid
Since 2007 CALLUM RAT CD COMMUNICATIONS rxarearrder meow ...A Wet wee SDNY_GM_00046097 OB-SDNY-00O8921 EFrA_00156706 EFTA01289069 TERMS AND CONDMONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUS
ur tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. Unrealized gains and losses are not reported for securities for which cost basis or
NFIDENTIAL - PURSUANT TO FED. R CRIM. 67 8ureinrID ALTITIA rxarturraer SDNY_GM_00046979 OB-SDNY-0009803 EFrA_00 157588 EFTA01289951 TERMS AND CONDMONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUS
rmined acquired on or after January 1, 2014. 13 The cost basis of this security has been provided to us by the delmenng km or transferring agent and Pershing makes no representation as to the accuracy of this information. Pap 4 of 9 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) nriprwriAL Account Nu
Entities connected to both CONDMONS and Pershing
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATION
Jeffrey Epstein
PERSONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONClient Service Information
ORGANIZATION
Deutsche Bank
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONthe Margin Account
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
FDIC
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION