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CBRL GROUP INC *CSFB RATING 55,567 (S) CMS ENERGY CORP 7,480 (S) CSX CORPORATION *CSFB RATING * * * INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 426 (S) CV THERAPEUTICS INC 137,400 (S) CENTERPOINT ENERGY INC *CSFB RATING 2,926 (S) CHENIERE ENERGY INC 21,720 (S) WALT DISNEY CO *CSFB RATIN
(S) SUPERVALU INC 63,700 (S) TJX COMPANIES INC NEW *CSFB RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 8,665 (S) UNISOURCE ENERGY CORP HLDG CO 11,233 (S) VORNADO REALTY TR *CSFB RATING 2,500,000 3,000,000 700,000 1,000,000 15,000 2,000,000 :NOT AVAILABLE INDEPENDENT RATING:3 STAR -
LONG OR SHORT(S) EQUITIES 03 03 03 37,594 (S) ALLERGAN INC *CSFB RATING 100.00000 :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 17,250 (S) AMERICAN FINL GROUP INC *CSFB RATING 9,955 (S) AMGEN *CSFB RATING :NEUTRAL INDEPENDENT RATING:5 STAR - Buy PROVIDER:Standard & Poor
(S) SUPERVALU INC 53,590 (S) TJX COMPANIES INC NEW *CSFB RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 8,665 (S) UNISOURCE ENERGY CORP HLDG CO 5,322 (S) VALASSIS COMMUNICATION INC *CSFB RATING :NEUTRAL INDEPENDENT RATING:Hold PROVIDER:Rochdale Securities 32.36000 30.42000 280,399.401
NC *CSFB RATING 55,567 (S) CMS ENERGY CORP 8,670 (S) CSX CORPORATION *CSFB RATING 92.05000 :NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 34.50000 36.16000 :NOT RATED INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 16.10000 43.93000 :NEUTRAL INDEPENDENT RATING:3 STA
(S) SUPERVALU INC 53,590 (S) TJX COMPANIES INC NEW *CSFB RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 8,665 (S) UNISOURCE ENERGY CORP HLDG CO 12,233 (S) VORNADO REALTY TR *CSFB RATING 13,240 (S) WYETH *CSFB RATING 2,790,000 17,000 3,000,000 EFTA01593553 :NEUTRAL INDEPENDENT RATIN
03 03 03 03 01 03 03 33,109 (S) ALLERGAN INC *CSFB RATING 6,070 (S) AMGEN *CSFB RATING :NEUTRAL INDEPENDENT RATING:5 STAR - Buy PROVIDER:Standard & Poor's 22,400 (S) AMYLIN PHARMACEUTICALS INC 253 (S) BARNES GROUP INC 12,523 (S) CBRL GROUP INC *CSFB RATING 58,167 (S) CMS ENERGY CORP 8,974 (S) CSX
of Account *** ALL AMOUNTS IN US DOLLAR *** PORTFOLIO TYPE 03 03 03 01 01 01 01 01 01 01 01 01 01 01 01 LONG OR SHORT(S) 8,665 (S) UNISOURCE ENERGY CORP HLDG CO 12,233 (S) VORNADO REALTY TR *CSFB RATING 13,240 (S) WYETH *CSFB RATING 3,366,000 2,000,000 1,000,000 17,000 3,000,000 700,000 1,000,000
03 03 03 03 03 28,190 (S) ALLERGAN INC *CSFB RATING 9,740 (S) AMGEN *CSFB RATING :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 20,400 (S) AMYLIN PHARMACEUTICALS INC 253 (S) BARNES GROUP INC 14,570 (S) CBRL GROUP INC *CSFB RATING 58,167 (S) CMS ENERGY CORP 8,820 (S) CSX
INC 53,590 (S) TJX COMPANIES INC NEW *CSFB RATING :OUTPERFORM EFTA01593447 INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 8,665 (S) UNISOURCE ENERGY CORP HLDG CO 12,233 (S) VORNADO REALTY TR *CSFB RATING 13,240 (S) WYETH *CSFB RATING :NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's
ROUP INC *CSSU RATING 59,867 (S) CMS ENERGY CORP 30,738 (S) CSX CORPORATION *CSSU RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 51,000 (S) CELGENE CORPORATION 154,147 (S) CENTERPOINT ENERGY INC *CSSU RATING :UNDERPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard
57,090 (S) RPM INCORPORATED 2,000,000 2,000,000 3,000,000 700,000 1,000,000 625,000 2,250,000 125,000 1,052,000 75,000 1,600,000 9,965 (S) UNISOURCE ENERGY CORP HLDG CO AMERICAN FINL GROUP INC OHIO SR NT CV1. AMGEN INC NT ZER CV 32 CBRL GROUP INC EFTA01593835 01.4861 06/02/2033 03/01/2032 04/03/2032 LYON ZE
RATION *CSSU RATING *CSSU RATING 37,214 37,214 (S) PPL CORP 66,497 (S) RPM INCORPORATED :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 51,450 (S) CELGENE CORPORATION 175,499 (S) CENTERPOINT ENERGY INC :NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 23.74000
1 01 01 LONG OR SHORT(S) 2,000,000 3,000,000 700,000 1,000,000 625,000 2,130,000 952,000 1,600,000 4,000,000 3,830,000 500,000 8,215 (S) UNISOURCE ENERGY CORP HLDG CO AMERICAN FINL GROUP INC OHIO SR NT CV1. CBRL GROUP INC 01.4861 06/02/2033 LYON ZERO 32 04/03/2032 CMS ENERGY CORP SR NT-B CV 23 CSX CORP BOND
RICAN FINL GROUP INC *CSSU RATING 1,060 (S) AMGEN *CSSU RATING 8,432 (S) CBRL GROUP INC *CSSU RATING INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 33.92000 :NOT RATED INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 286,013.444,384.641.533 42.90000 :OUTPERFORM INDEPENDENT RAT
of Account *** ALL AMOUNTS IN US DOLLAR *** PORTFOLIO TYPE 03 03 03 01 01 01 01 01 01 01 01 01 03 01 01 LONG OR SHORT(S) 8,665 (S) UNISOURCE ENERGY CORP HLDG CO 1,452 (S) VALASSIS COMMUNICATION INC *CSSU RATING 15,083 (S) VORNADO REALTY TR *CSSU RATING 2,000,000 2,000,000 3,000,000 700,000 1,000,000 6
102,330 (S) PPL CORP 62,840 (S) RPM INCORPORATED 8,215 (S) UNISOURCE ENERGY CORP HLDG CO :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 51,450 (S) CELGENE CORPORATION 183,249 (S) CENTERPOINT ENERGY INC :NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 21.93000
RATION *CSSU RATING *CSSU RATING 12,981 (S) EDO CORPORATION *CSSU RATING *CSSU RATING 102,330 (S) PPL CORP 62,840 (S) RPM INCORPORATED 8,215 (S) UNISOURCE ENERGY CORP HLDG CO :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 51,450 (S) CELGENE CORPORATION 183,249 (S) CENTERPOINT ENERGY INC :NEUTRA
ORTFOLIO TYPE LONG OR SHORT(S) EQUITIES 03 03 03 38,174 (S) ALLERGAN INC *CSSU RATING 102.72000 INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 20,770 (S) AMERICAN FINL GROUP INC *CSSU RATING 2,060 (S) AMGEN *CSSU RATING INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 44.28
(S) SUPERVALU INC 35,776 (S) TJX COMPANIES INC NEW *CSSU RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 8,665 (S) UNISOURCE ENERGY CORP HLDG CO 2,812 (S) VALASSIS COMMUNICATION INC *CSSU RATING 15,733 (S) VORNADO REALTY TR *CSSU RATING EFTA01594048 :NEUTRAL INDEPENDENT RATING:Hold PROV
Entities connected to both Standard & Poor's and S) UNISOURCE ENERGY CORP HLDG CO

Deutsche Bank
ORGANIZATIONCMS ENERGY CORP
ORGANIZATIONthis Independent Research
ORGANIZATIONIndependent Third Party
ORGANIZATIONCENTERPOINT ENERGY INC
ORGANIZATIONUNISOURCE ENERGY CORP CVT
ORGANIZATIONCREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONPPL ENERGY SUPPLY LLC
ORGANIZATIONAMERICAN FINL GROUP INC
ORGANIZATIONS) PPL CORP
ORGANIZATIONCSX CORP BOND CVT
ORGANIZATIONCHENIERE ENERGY INC
ORGANIZATION
Nintendo
ORGANIZATIONCBRL GROUP INC
ORGANIZATIONCELGENE CORP CVT
ORGANIZATIONVORNADO REALTY TR
ORGANIZATIONCS Sec USA LLC
ORGANIZATION
NEW YORK NY
LOCATIONSR SUB NTS
ORGANIZATIONCSX CORPORATION
ORGANIZATION