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NC *CSFB RATING 55,567 (S) CMS ENERGY CORP 8,670 (S) CSX CORPORATION *CSFB RATING 92.05000 :NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 34.50000 36.16000 :NOT RATED INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 16.10000 43.93000 :NEUTRAL INDEPENDENT RATING:3 STA
TO 736FY0 FROM 746FY0 MARK TO MARKET FUNDS PAID BY WIRE WIRE TO CITIBANK 860 ALLERGAN INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 75,000 CONSECO INC CVT 144A 03.5000 09/30/2035 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 500,000 CONSECO INC CVT 144A 03.5000 09/30/2035 OFFSHORE ARRANGING FL
ROUP INC *CSSU RATING 59,867 (S) CMS ENERGY CORP 30,738 (S) CSX CORPORATION *CSSU RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 51,000 (S) CELGENE CORPORATION 154,147 (S) CENTERPOINT ENERGY INC *CSSU RATING :UNDERPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard
6FY0 FROM 746FY0 MARK TO MARKET 775,000 CONSECO INC CVT 03.5000 09/30/2035 CONVERSION RECEIVE -8,307 SUPERVALU INC CLOSE SHORT VS BOX -775,000 CONSECO INC CVT 144A 03.5000 09/30/2035 CONVERSION DELIVER MARK TO MARKET 8,307 SUPERVALU INC CLOSE SHORT VS BOX -2,500 CENTERPOINT ENERGY INC OFFSHORE AR
ORTFOLIO TYPE LONG OR SHORT(S) EQUITIES 03 03 03 38,174 (S) ALLERGAN INC *CSSU RATING 102.72000 INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 20,770 (S) AMERICAN FINL GROUP INC *CSSU RATING 2,060 (S) AMGEN *CSSU RATING INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 44.28
6,500 CENTERPOINT ENERGY INC *CSSU RATING 126,460 (S) CENTERPOINT ENERGY INC *CSSU RATING 3,026 (S) CHENIERE ENERGY INC *CSSU RATING 670 (S) CONSECO INC *CSSU RATING 24,000 (S) CONSECO INC *CSSU RATING 42.16000 12.02000 :UNDERPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's
Entities connected to both Standard & Poor's and CONSECO INC

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ORGANIZATIONCENTERPOINT ENERGY INC
ORGANIZATIONCREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONCMS ENERGY CORP
ORGANIZATIONAMERICAN FINL GROUP INC
ORGANIZATIONIndependent Third Party
ORGANIZATIONthis Independent Research
ORGANIZATIONCBRL GROUP INC
ORGANIZATION
Julie K. Brown
PERSON
Nintendo
ORGANIZATION
NEW YORK NY
LOCATIONMASCO CORP
ORGANIZATIONCHENIERE ENERGY INC
ORGANIZATIONVORNADO REALTY TR
ORGANIZATIONCSX CORPORATION
ORGANIZATIONCS Sec USA LLC
ORGANIZATIONUNISOURCE ENERGY CORP CVT
ORGANIZATIONChristopher Steele
PERSONS) PPL CORP
ORGANIZATIONHCC INSURANCE HOLDINGS INC
ORGANIZATION