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the mailing date, as reflected on Client's Account Statement, replacement will be made free of onerge. Thereafter, a fee tor replacement may apply. DEFINMONS The following are definitions of certain terms that are used within this Account Agreement. As required, the singular shall be plural and the plura
effect frem time to time. :Applicable Lae, shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 $ CONFIDENTIAL 013145032813 SDNY_GM_00037910 CONFIDE
the mailing date, as reflected on Client's Account Statement, replacement will be made free of charge. Thereafter, a fee for replacement may apply. DEFINMONS The following are definitions of certain terms that are used within this Account Agreement. As required, the singular shall be plural and the plura
effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 1340914.0196 9 012145.0329,3 SDNY_GM_00038151 CONFIDENTIAL CONFI
2813 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) eMsnal973 EFTA_000 19843 EFTA00169570 APPENDIX TO THIS ACCOUNT AGREEMENT: DISCLOSURES AND DEFINMONS IMPORTANT: PLEASE READ THIS APPENDIX DISCLOSURES 1. Confirmations. Confirmations of transactions. as well as other communications will be sent to
effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 9 012145 032813 CONFIDENTIAL — PURSUANT TO FED. R. CRI
Entities connected to both DEFINMONS and the Options Clearing Corporation
Pershing
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATION
Jeffrey Epstein
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
Federal Reserve
ORGANIZATION
United States
LOCATION
Joi Ito
PERSONDEISI
ORGANIZATIONSouthern Trust Company
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONApplicable Law
PERSONClient and Deutsche Bank Securities Inc.
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONPRE-DISPUTE ARBITRATION CLAUSE
ORGANIZATIONForeign Securities which Client
ORGANIZATIONthe Margin Account
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATION
the Internal Revenue Service
ORGANIZATION