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im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
IC Insured Bank Deposits $96,891.50 $96,924.94 $20.31 $47.20 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $96,891.50 $96,924.94 $20.31 $47.20 Dote Acquired EQUITIES 99.00% of Portfolio Common Stocks APPLE INCC011 Dividend Option: Cub 12107117 Total Common Stocks TOTAL EQUITIES Cessolly WI Cad Co
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
erkel MCI April 1,2017 - April 30,2017 SOUTHERN FlNANCIALLLC Mall Value Total Corporate Bonds 17,672,000.000 TOTAL FIXED INCOME 18,962.000 000 Dote Acquired EQUITIES 67.00% of Portfolio Common Stocks OBILEYE NV AM STELVEEN ORD SHS ISNINI1013831361 Dividend Option: Cash 08/01/14 ADVERUM BIOTECHNOLOG
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted Important Arbitration Disclosures • All pa
9414 Deutsche Bank P.O Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings (continued) February 1,2017 - February 28,2017 SOUTHERN FINANCIAL LW Dote Acquired Quantity Und Cod Oad Bails Martel Price Market Value Unrealized Gain' Loss Estimated Edkaated Annual Income Yidd EQUITIES (continued) Com
Entities connected to both Pershing LLC and Dote Acquired
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATION
Deutsche Bank
ORGANIZATIONMoney Market Fund
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONTAXABLE
ORGANIZATIONPie Chart
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION