3
Shared Docs
3
Same-Page
3 / 4
Mentions
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to
2007 DAISAR WED commumourctis EX(QLCNCC Owing through Pasting PIC. a %Sony owned subsidiary a The Bonita New York Mellon Cannatim (1111Y Melon) Penhas lltrnente. Filiatctirietel_ 00049766 DB-SDNY-0012590 EFTA_00160375 EFTA01291861 Import ant Information and Disclosures (continued) Important Arb
RAI ID COMMUNCATICOS EXCIIMICIE Page 7 of 8 Oaring IMO. Pathan Ltd, a wbolly owned subothary Ilie &onkel New York Mellon Carpontim (MY Mellon) Penhas utinerrte f lottAl4IYAELGM_000497 DB-SDNY-00 12598 EFTA_00 I 60383 EFTA01291869 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTION
Protection Act. • Your financial organization's contact information can b • t page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: Errors and Omissions excepted. Important Arbitration Disclosures • All par
Since 1007 DAIJAR MT ED COMMUNICATIC4.5 EXCCUENC Owing through ks% PIC • sadly weed subsidiary a The Bonita New Yak Who Corpontim (MY Mellor° Penhas 'wets( itatatiAttlacioung DIEI-SDNY-0010615 EFTA_00158400 EFTA01290428 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Your Account I nfor mat
under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB, FIN RA, and NYSE Although a money market mutual fund seeks to preserve the v
ry Yaw Since 2007 DAWN MI ED COMMUNCATIM EXCULENCC Owing tlwonsh Patti PIC • Slay craned subsidiary SIMUnita New York Melba Colnatkie (MY Meta) Penhas 4C. wow**, FitiRAAWYMPA_00049823 DB-SDNY-0012647 EFTA_00160432 EFTA01291903 Schedule of Realized Gains and Losses Current Period (continued) W h
Entities connected to both Pershing LLC and Penhas
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONMoney Market Fund
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONTAXABLE
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION
FDIC
ORGANIZATION